HomeMy WebLinkAboutLaberge Tompkins County Building Code Community Stakeholders Forum ReportTOMPKINS COUNTY
BUILDING CODE ADMINISTRATION AND
OPERATIONS STUDY
COMMUNITY STAKEHOLDERS FORUM
JANUARY 30, 2024
Study Purpose
PURPOSE: Identify potential opportunities to improve effectiveness and efficiencies through
collaboration and sharing of services among the Tompkins County municipal building code operations.
KEY CONSIDERATIONS:Study recommendations considered local perspectives and local context :
Municipalities view locally delivered code enforcement services as a strength and expressed limited
interest in exploring consolidation.
Experienced CEOs knowledgeable about the community; easy access to CEO by residents.
Integration with local zoning, planning and other land use local laws and codes.
Strong willingness to share services among code enforcement operations.
Fiscal Challenges and Limited Resources of all the municipalities including the County.
RESULTING STUDY APPROACH:
Shared service and collaboration solutions; not consolidation.
Leveraged opportunities learned from consolidated operations.
Focused on low cost solutions with high return on investment.
Study Process
ACTIVE STEERING COMMITTEE GUIDANCE AND OVERSIGHT
•Membership
•5 Meetings held to date
DATA COLLECTION, RESEARCH AND ANALYSIS
•Current Operations –Comparative and Aggregate Analysis
•Lessons learned from Other Code Enforcement Operation including County-delivered Operations
•Facilitated Technology Advancement Demonstrations with code enforcement officers & planners
•Research Energy Conservation Construction In-Service Learning Supports
STAKEHOLDER ENGAGEMENT
•Questionnaires:Chief Elected Officials, CEOs and Municipal Planners
•Jan 2023 6 Roundtables:Chief Elected Officials; CEOs, Planners, County Department
Representatives & Community Stakeholders
•May 2023 Roundtable:Chief Elected Officials; CEO and Municipal Planners
•Aug 2023 Roundtable: Code Enforcement Officers
•2 Strategy Ranking Processes for Municipalities
Strengths, Weaknesses,
Opportunities and Threats
Stakeholder Input -Challenges
Staff Turnover, Inability for Succession Planning and Extended Vacancies
•9 operations consist of only 1 code enforcement staff person.
•Limited internal structures to support supervision, promotion and succession planning.
•Decentralized recruitment.
•Town / Village code enforcement experience concentrated in long term staff approaching retirement.
•Timing and complexities of the CEO certification and civil service processes in small operations.
Expanding Workloads –CEO Community –Stated Concerns
•Inability to get all responsibilities completed and complete on a timely basis.
•Afraid we will miss something important.
•Increasing enforcement workload outpacing staff capacity.
•Increased construction and development driving increased building permits.
Stakeholder Input and Key Considerations
Expanding and More Complex Uniform Code and Energy Codes
•Multiple Updates and multiple versions -volumes of binders.
•Energy Code: 2020 Update and anticipated future updates.
•Competencies needed for the administration and enforcement of the Energy Code itself
and in the emerging materials; designs and construction technologies.
•Less hands-on certification training and in-service training for Code Enforcement Officers.
Expansion of Local Laws and Other Programs to be Administered and Enforced
•911 addressing, zoning, rental properties, flood plain, stormwater management & others.
Inconsistencies across municipal operations
•Permit Application Process •Level of Documentation •Fee Schedules
•Technology Systems •Follow Timing on Actions •Inspection Scheduling
•Communication Methods •Prosecution
Development and Prioritization of Strategy Areas
Initially Developed 13 Strategy Areas based on:
•SWOT Analysis.
•Stakeholder Input.
•Key Considerations.
Prioritization Process
•Municipal Roundtable Process and 2 Strategy Ranking Tools Submitted by Municipalities.
•Steering Committee Input.
•County Staff Input.
Strategy Areas Prioritized in the Following Manner:
•Set of 6 Priority Strategy Areas Recommended for Development and Implementation.
•Set of 3 Strategy Areas were identified for an Alternative Approach.
•Set of 5 Strategy Areas were recommended for future re -consideration.
STRATEGY 1
COUNTY ASSIGNMENT OF NEW 911 ADDRESSES
•Tompkins County Department of Emergency Response (DoER) would be the
addressing authority.
•GIS assuming technical responsibility for the assignment of the street name,
property number, unit number and point location for new addresses.
•Target: All 9 Towns and 6 Villages
•Benefits
•Improved public safety and emergency response.
•Eliminate duplication and increase efficiency.
•Utilize ITS/GIS expertise and technology tools and data.
•Approach
•Engage with Municipal Leaders & CEOs to finalize process.
•Develop, authorize and execute Inter-municipal Agreement.
•DoER and ITS/GIS plan and host a Kick-Off.
STRATEGY 2
SHARED SERVICES BUILDING PERMIT AND CODE ENFORCEMENT
SOFTWARE MANAGEMENT SYSTEM
Current Operations Opportunities
•Cloud based/vendor hosted systems.
•Workflow automation features.
•Document creation & distribution.
•Workload management dashboard.
•Fee calculators/online payment.
•Inspection scheduling.
•Automatic filing of documents.
•Complete & send inspection report
from the field.
•Supports Inter-municipal back-up.
Building Permit & Code
Enforcement Software
Total
Municipalities
Municipalities 1
OpenGov 3 City of Ithaca, Towns of Ithaca and Lansing
Williamson 3 Towns of Enfield and Newfield, Village of
Lansing
BAS by IPS2 3 Town of Caroline
Town and Village of Dryden
CloudPermit 1 Town of Groton
On-line electronic forms
interfaced with Laserfiche
1 Village of Cayuga Heights
Excel, Word, Paper
5 Towns of Danby and Ulysses, Villages of
Freeville, Groton, Trumansburg and
Tompkins County
1. The products used were as of 12/31/24.
2. IPS by BAS was bought by Edmunds. Edmunds now offers a cloud-based workflow
building permit and code enforcement product called EGT Permit and Code
Enforcement from their MCJS product line.
STRATEGY 2
SHARED SERVICES BUILDING PERMIT AND CODE ENFORCEMENT
SOFTWARE MANAGEMENT SYSTEM
Potential Partners: Interested Towns and Villages
Benefits
•Low investment and high return on investment.
•Significant efficiency gains through workflow automation.
•Standardization across municipalities.
•Improved and efficient communication with residents & contractors.
•User friendly; limited IT support needed; ability to tailor w/out writing code.
Approach Develop Common RFP and collaborative evaluation process.
Consider Contract Options: Umbrella contract or individual contracts.
Factors Impacting Cost
•Pricing of certain systems is now affordable and approachable for smaller municipalities.
•Modules a municipality desires to utilize: codes, zoning, planning board, etc.
•Size of municipal operations -Typical metrics: population, # of parcels, etc.
•Shared Services Benefit: More communities participating; the greater the discounts.
STRATEGY 3
CREATE A PIPELINE OF
CODE ENFORCEMENT OFFICERS & BUILDING SAFETY INSPECTORS
Centralize Recruitment Efforts
•Develop a Universal Recruitment Toolkit.
•Work with County Civil Service: streamline job titles, specifications and qualifications.
•Centralize recruitment and focus on targeted audiences.
•Transitional Worker Initiative.
•Retiring construction professionals.
•Volunteer and career fire fighters.
•Develop an Alternate Route Model and explore use of Incentives.
•Create a Community College to Codes Pathway.
Benefits
•Pool of quality candidates.
•Reduce gaps in coverage.
•Increased efficiency.
Resources Facilitator, Municipal Representatives and Minimal Cash Resources.
STRATEGY 4
SHARED COURT PRESENTMENT/PROSECUTION
Background
10 municipalities expressed interest in shared presentment/ prosecution.
Volume of court cases is very low; typical range of 1 -5 per year per municipality.
Difficult to gain & sustain expertise for CEOS, prosecutors and courts.
Benefits of Shared Attorney(s) for Presentment/Prosecution
Develop prosecutorial expertise in code enforcement non-compliance.
Standardization of processes and forms across municipalities.
Deliver consistent message to non-compliant contractors.
Increase Level and Speed of Remediation.
Avoid non-compliance in the first instance.
Approach
Municipal leadership, municipal attorney and CEOs finalize interest.
Develop a collective Request for Proposals to be used on a fee for service basis.
Resources No new cost and potential for cost savings.
STRATEGY 5
SPECIALIZED CODE ENFORCEMENT SERVICES AND
TECHNICAL ASSISTANCE PROGRAMS
Establish Specialized Technical Assistance and Training Programs
•Focus on Energy Code and energy conservation construction, designs and technologies.
•Code Enforcement Officers Technical Assistance.
•Seek grant funds to pilot an 12 -18 month program.
•Combination of hands on and virtual assistance for plan reviews and inspections.
•Seek provider for pilot project and fee for service technical experts.
•Pilot Third Party Support Program for residents, developers and contractors.
Expand the Panel of Third Party Electrical and Other Specialty Inspectors
•Most code enforcement operations utilize third party electrical inspectors.
•Demand for certified electrical inspectors outpacing supply in the region.
•Approach: Collaborate with community partners: inspection companies; electrical trade
organizations.
Resource Needs Facilitator and grant writing.
STRATEGY 6
MUNICIPAL TO MUNICIPAL SHARED STAFFING
8 Municipalities Expressed Interest in Shared Staffing
•Share Code Enforcement Officers/Electrical Code Enforcement Officer/Building Safety Inspector.
Approach
•Match municipal needs and develop inter-municipal partnerships based on: title, hours needed.
•Code Enforcement Officers: Utilize Joint or Cooperative Agreement.
•Building Safety Inspectors: Utilize Joint/Cooperative Agreement or Inter -municipal agreement.
Benefits
•Cost effective means to address workload issues and staffing needs.
•Shared building safety inspector(s) creates economy of scale increasing efficiency.
•Potential to establish a pool of part -time building safety inspectors.
•Develops of pipeline of future code enforcement officers.
•Joint/cooperative agreement for code enforcement officers presents opportunities for:
•Built in inter-municipal cross coverage.
•Potential to create a Senior Code Enforcement Officer.
•Strengthens succession planning.
•Improve compliance with inspection timelines.
PROJECT FACILITATION & SUPPORTING INITIATIVES
Facilitation Based on the nature of 6 priority strategies, temporary part-time facilitation
services are recommended to enhance success of project implementation.
Initiative #1 Development of a uniform 1) permit application and documentation list and
2) fee schedule that can be utilized by municipalities.
Initiative #2 Address cross-agency data exchange needs and establish cross -system
protocols for information flow.
Initiative #3 Facilitate communication and establish interagency processes between code
enforcement officers and county departments and/or between county departments
that support compliance with all agency codes.
STRATEGY 1
COUNTY ASSIGNMENT OF NEW 911 ADDRESSES
DISCUSSION
Discussion
DISCUSSION AND FOLLOW-UP
Contact Information
Ben Syden, AICP
Vice President
bsyden@labergegroup.com
Robert Roeckle
Subject Matter Specialist
Robert.Roeckle@outlook.com
THANK YOU!
Kathleen Rooney
Local Government Specialist
krooney@labergegroup.com