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HomeMy WebLinkAbout2022 Town of Ithaca Audit Report TOWN OF ITHACA, NEW YORK Basic Financial Statements Supplementary Information and Independent Auditors’ Report December 31, 2022 TOWN OF ITHACA, NEW YORK Table of Contents Page Independent Auditors’ Report 1 - 3 Management’s Discussion and Analysis 4 - 12 Financial Statements: Statement of Net Position 13 Statement of Activities 14 Balance Sheet - Governmental Funds 15 Reconciliation of the Balance Sheet - Governmental Funds to the Statement of Net Position 16 Statement of Revenue, Expenditures and Changes in Fund Balances - Governmental Funds 17 Reconciliation of the Statement of Revenue, Expenditures and Changes in Fund Balances - Governmental Funds to the Statement of Activities 18 Statement of Net Position - Proprietary Funds 19 Statement of Revenue, Expenses and Changes in Fund Net Position - Proprietary Funds 20 Statement of Cash Flows - Proprietary Funds 21 - 22 Statement of Fiduciary Net Position - Fiduciary Funds 23 Statement of Changes in Fiduciary Net Position - Fiduciary Funds 24 Notes to Financial Statements 25 - 52 TOWN OF ITHACA, NEW YORK Table of Contents Page Required Supplementary Information: Schedule of Revenue, Expenditures and Changes in Fund Balance - Budget and Actual - General Fund 53 Schedule of Revenue, Expenditures and Changes in Fund Balance - Budget and Actual - Highway Fund 54 Schedule of Revenue, Expenditures and Changes in Fund Balance - Budget and Actual - Fire Protection 55 Schedule of Changes in the Town’s Total OPEB Liability and Related Ratios 56 Schedule of the Town’s Proportionate Share of the Net Pension Asset/Liability 57 Schedule of the Town’s Pension Contributions 58 Other Supplementary Information: Combining Balance Sheet - Nonmajor Governmental Funds 59 Combining Statement of Revenue, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds 60 Independent Auditors’ Report on Internal Control Over Financing Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 61 - 62 * * * * * * INDEPENDENT AUDITORS’ REPORT Town Board and Supervisor Town of Ithaca, New York: Report on the Audit of the Financial Statements Opinions We have audited the accompanying financial statements of the governmental activities, the business- type activities, each major fund, and the aggregate remaining fund information of the Town of Ithaca, New York (the Town), as of and for the year ended December 31, 2022, and the related notes to financial statements, which collectively comprise the Town’s basic financial statements as listed in the table of contents. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the Town, as of December 31, 202 2, and the respective changes in financial position, and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Basis for Opinions We conducted our audit in accordance with auditing standards generally accepted in the United States of America (GAAS) and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Our responsibilities under those standards are further described in the Auditors’ Responsibilities for the Audit of the Financial Statements section of our report. We are required to be independent of the Town and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Emphasis of Matter As described in notes 1(u) and 12 to the financial statements, the Town adopted the provisions of Governmental Accounting Standards Board (GASB) Statement No. 75 - “Leases,” during the year ended December 31, 2022. As described in note 12 to the financial statements, a restatement of the prior period was made during the year ended December 31, 2022. Our opinions are not modified with respect to this matter. 2 Responsibilities of Management for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with accounting principles generally accepted in the United States of America, and for the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. In preparing the financial statements, management is required to evaluate whether there are conditions or events, considered in the aggregate, that raise substantial doubt about the Town’s ability to continue as a going concern for twelve months beyond the financial statement date, including any currently known information that may raise substantial doubt shortly thereafter. Auditors’ Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditors’ report that includes our opinions. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with GAAS and Government Auditing Standards will always detect a material misstatement when it exists. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the financial statements. In performing an audit in accordance with GAAS and Government Auditing Standards, we: • Exercise professional judgment and maintain professional skepticism throughout the audit. • Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Town’s internal control. Accordingly, no such opinion is expressed. • Evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluate the overall presentation of the financial statements. • Conclude whether, in our judgment, there are conditions or events, considered in the aggregate, that raise substantial doubt about the Town’s ability to continue as a going concern for a reasonable period of time. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit, significant audit findings, and certain internal control- related matters that we identified during the audit. 3 Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis and additional information as listed in the table of contents on pages 53 through 58 be presented to supplement the basic financial statements. Such information is the responsibility of management and, although not a part of the basic financial statements, is required by GASB who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with GAAS, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Supplementary Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Town’s basic financial statements. The accompanying combining nonmajor fund financial statements are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with GAAS. In our opinion, the combining nonmajor fund financial statements are fairly stated, in all material respects, in relation to the basic financial statements as a whole. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated June 26, 2023 on our consideration of the Town’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the Town’s internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering Town’s internal control over financial reporting and compliance. Williamsville, New York June 26, 2023 4 TOWN OF ITHACA, NEW YORK Management’s Discussion and Analysis December 31, 2022 The following is a discussion and analysis of the Town of Ithaca, New York’s (the Town) financial performance for the year ended December 31, 2022. The Town’s discussion and analysis is designed to (a) assist the reader in focusing on significant financial issues, (b) provide an overview of the Town’s financial activity, (c) identify changes in the Town’s financial position (its ability to address the next and subsequent year challenges), (d) identify any material deviations from the financial plan (the approved budget), and (e) identify individual issues or concerns. This section is a summary of the Town’s financial activities based on currently known facts, decisions, or conditions as provided by the Town’s Finance Officer. It is also based on both the Government- Wide and fund financial statements. The results of the current year are discussed in comparison with the prior year, with an emphasis placed on the current year. This section is only an introduction and should be read in conjunction with the Town’s financial statements, which immediately follow this section. FINANCIAL HIGHLIGHTS • The Town’s governmental and business-type net position, as reflected in the statement of activities, increased by $3,543,470 and $1,036,876, respectively. • The Town’s governmental fund balance increased by $892,544. • The general fund’s (the primary operating fund) fund balance increased by $433,033. • At the end of the current year, unassigned fund balance for the general fund was $7,086,470. • The Town adopted the provisions of Governmental Accounting Standards Board Statement No. 87 - “Leases,” during the year ended December 31, 2022. Accordingly, net position of the governmental activities and fund balance of the general fund were restated as of December 31, 2021 by $23,972. • A restatement of December 31, 2021 governmental net position of $4,424,046 was made to account for the investment in a joint venture. OVERVIEW OF THE FINANCIAL STATEMENTS This annual report consists of three parts: Management’s Discussion and Analysis (this section), the basic financial statements, and supplementary information. The basic financial statements include two kinds of statements that present different views of the Town: • The first two statements are Government-Wide financial statements that provide both short-term and long-term information about the Town’s overall financial status. • The remaining statements are fund financial statements that focus on individual parts of the Town, reporting the Town’s operations in more detail than the Government-Wide statements. The fund financial statements concentrate on the Town’s most significant funds. 5 TOWN OF ITHACA, NEW YORK Management’s Discussion and Analysis, Continued • The governmental funds statements tell how basic services were financed in the short-term as well as what remains for future spending. The governmental activities include most of the Town ’s basic services such as public safety, parks and recreation, and general administration. Real property taxes finance most of these activities. • The proprietary funds provide the same type of information as the Government-Wide financial statements. The proprietary funds are those that the Town charges customers to provide. These include the sewer and water services offered by the Town. • Fiduciary funds statements provide information about the financial relationships in which the Town acts solely as a trustee or agent for the benefit of others. The financial statements also include notes that explain the information in the statements and provide more detailed data. The financial statements are followed by a section of required supplementary information that further explains and supports the financial statements with a comparison of the Town’s budget for the year. GOVERNMENT-WIDE FINANCIAL STATEMENTS The Government-Wide statements report information about the Town as a whole using accounting methods similar to those used by private-sector companies. The statement of net position includes all of the Town’s assets, deferred outflows of resources, liabilities, and deferred inflows of resources. All of the current year’s revenue and expenses are accounted for in the statement of activities regardless of when cash is received or paid. The two Government-Wide statements report the Town’s net position and how they have changed. Net position, the difference between the Town’s assets, deferred outflows of resources, liabilities, and deferred inflows of resources, is one way to measure the Town’s financial health or position. Over time, increases or decreases in the Town’s net position are an indicator of whether its financial position is improving or deteriorating. To assess the Town’s overall health, you need to consider additional non-financial factors such as changes in the Town’s property tax base and the condition of facilities and infrastructure. In the Government-Wide financial statements, the Town’s activities are shown as governmental activities and business-type activities. The Town’s basic services are included as governmental activities such as road maintenance (transportation), and administration (general governmental support). Real property taxes finance most of these activities. Business-type activities are reported separately as they recover most of their expenses through charges to customers for t he services provided. 6 TOWN OF ITHACA, NEW YORK Management’s Discussion and Analysis, Continued FUND FINANCIAL STATEMENTS The fund financial statements provide more detailed information about the Town’s funds, focusing on its most significant, or major funds, opposed to the Town as a whole. Funds are accounting devices the Town uses to keep track of specific sources of funding and spending on programs . Some funds are required by New York State law and by bond covenants. The Town establishes other funds to control and to manage money for purposes, such as repaying its long-term debt, or to show that it is properly using certain revenue. The Town has three kinds of funds: • Governmental Funds - Most of the Town’s basic services are included in governmental funds, which generally focus on (1) how cash and other financial assets can readily be converted to cash and (2) the balances left at year end that are available for spending. Consequently, the governmental funds statements provide a detailed short-term view that helps you determine whether there are more or fewer financial resources that can be spent soon to finance the Town’s programs. Because this information does not encompass the additional long-term focus of the Government-Wide statements, reconciling statements have been added to explain the relationship between the governmental funds’ statements and the Government-Wide statements. • Proprietary Funds - Consist of the sewer and water funds, those funds for which the Town provides services and then charges customers for providing the service. The proprietary statements include all assets, deferred outflows of resources, liabilities, and deferred inflows of resources, both short-term and long-term, including debt and capital assets. Accrual accounting is used, and focus is on economic resources. • Fiduciary Funds - The Town acts in an agency capacity for assets that are ultimately transferred to others. The Town excludes these activities from the Government-Wide financial statements because it cannot use these assets to finance its operations. 7 TOWN OF ITHACA, NEW YORK Management’s Discussion and Analysis, Continued FINANCIAL ANALYSIS OF THE TOWN AS A WHOLE • The Town’s combined net position increased by $4,580,346. • Current assets and current liabilities increased by $437,121 and $1,169,293, respectively. • Long-term serial bond debt decreased by $1,525,000 due to principal payments. • Unrestricted net position increased by $366,208. Figures A-1 and A-2 present condensed information derived from the Town’s Government-Wide statements. Figure A-1 2022 2021*Change 2022 2021 Change Assets: Current assets 19,360,891$ 18,622,952 737,939 5,947,230 6,248,048 (300,818) Noncurrent assets 23,653,692 19,604,910 4,048,782 21,719,128 20,785,020 934,108 Total assets 43,014,583 38,227,862 4,786,721 27,666,358 27,033,068 633,290 Deferred outflows of resources 3,843,794 5,026,912 (1,183,118) 391,673 425,892 (34,219) Liabilities: Current liabilities 2,991,556 2,135,522 856,034 1,812,869 1,499,610 313,259 Noncurrent liabilities 11,459,686 12,794,570 (1,334,884) 9,092,748 9,973,107 (880,359) Total liabilities 14,451,242 14,930,092 (478,850) 10,905,617 11,472,717 (567,100) Deferred inflows of resources 5,626,452 5,087,469 538,983 504,933 375,638 129,295 Net position: Net investment in capital assets 15,138,183 12,839,441 2,298,742 12,387,563 10,642,261 1,745,302 Restricted 1,845,398 1,675,304 170,094 12,255 12,255 - Unrestricted 9,797,102 8,722,468 1,074,634 4,247,663 4,956,089 (708,426) Total net position 26,780,683$ 23,237,213 3,543,470 16,647,481 15,610,605 1,036,876 * Restated for implementation of GASB Statement No. 87 and restatement for investment in a joint venture. Governmental Activities Business-type Activities 8 TOWN OF ITHACA, NEW YORK Management’s Discussion and Analysis, Continued Figure A-3 shows the sources of revenue for 2022. Figure A-3 Sources of Revenue for 2022 Property taxes 44%Non-property taxes 19% Charges for services 31% Grants 3% Other 3% Figure A-2 2022 2021*Change 2022 2021 Change Program revenue: Charges for services 752,087$ 569,136 182,951 6,665,344 6,336,674 328,670 Operating grants and contributions 725,973 705,958 20,015 - - - Capital grants and contributions 67,740 256,694 (188,954) - - - General revenue: Property taxes and property tax items 8,663,940 8,777,842 (113,902) 2,047,637 1,968,874 78,763 Non-property taxes 4,542,336 4,040,761 501,575 - - - Use of money and property 377,802 169,531 208,271 67,049 16,506 50,543 Other general revenue 522,181 195,445 326,736 49,050 992,696 (943,646) Total revenue 15,652,059 14,715,367 936,692 8,829,080 9,314,750 (485,670) Program expenses: General government support 2,771,396 2,956,118 (184,722) - - - Public safety 3,630,439 3,607,153 23,286 - - - Health 29,018 28,708 310 - - - Transportation 4,071,255 4,039,217 32,038 - - - Culture and recreation 1,419,258 1,405,862 13,396 - - - Home and community services 538,726 1,875,056 (1,336,330) - - - Interest 45,703 71,126 (25,423) - - - Water and sewer - - - 7,394,998 7,363,258 31,740 Total expenses 12,505,795 13,983,240 (1,477,445) 7,394,998 7,363,258 31,740 Transfers in (out)397,206 387,052 10,154 (397,206) (387,052) (10,154) Change in net position 3,543,470$ 1,119,179 2,424,291 1,036,876 1,564,440 (527,564) * Restated for implementation of GASB Statement No. 87 and restatement for investment in a joint venture. Governmental Activities Business-type Activities 9 TOWN OF ITHACA, NEW YORK Management’s Discussion and Analysis, Continued Figure A-4 shows the uses of expenses for 2022. Figure A-4 Total costs of services provided by the Town were $19,900,793. These charges were offset by grants and contributions of $793,713 and charges for services of $7,417,431, resulting in net cost of services of $11,689,649. Culture and recreation, 7% Other, 1% Home and community services, 40%General government support, 14% Transportation, 20% Public safety, 18% Expenses by Program Governmental Business-type Activities Activities Total Functions: General government support 2,771,396$ - 2,771,396 Public safety 3,630,439 - 3,630,439 Health 29,018 - 29,018 Transportation 4,071,255 - 4,071,255 Culture and recreation 1,419,258 - 1,419,258 Home and community services 538,726 - 538,726 Interest 45,703 - 45,703 Water and sewer - 7,394,998 7,394,998 Total 12,505,795$ 7,394,998 19,900,793 Governmental Business-type Activities Activities Total Functions: General government support 2,593,422$ - 2,593,422 Public safety 3,436,460 - 3,436,460 Health 29,018 - 29,018 Transportation 3,453,776 - 3,453,776 Culture and recreation 1,295,174 - 1,295,174 Home and community services 106,442 - 106,442 Interest 45,703 - 45,703 Water and sewer - 729,654 729,654 Total 10,959,995$ 729,654 11,689,649 Net Costs of Services Figure A-5 Total Costs of Services 10 TOWN OF ITHACA, NEW YORK Management’s Discussion and Analysis, Continued FINANCIAL ANALYSIS OF THE TOWN’S FUNDS Figure A-6 shows the change in fund balances for the year for the Town’s funds as presented in the Town’s statement of revenue, expenditures and changes in fund balances - governmental funds. At December 31, 2022, the Town reported a combined fund balance of $16,522,082. Total fund balance increased by $892,544 in 2022. Figure A-6 * Restated for implementation of GASB Statement No. 87. Figure A-7 shows the change in proprietary net position for the year for the Town’s funds as presented in the Town’s statement of revenue, expenses and changes in net position - proprietary funds. At December 31, 2022, the Town reported a combined proprietary net position of $16,647,481. Total proprietary net position increased by $1,036,876 in 2022. Figure A-7 2022 2021 Change Sewer fund 6,441,768$ 6,302,006 139,762 Water fund 10,205,713 9,308,599 897,114 Total 16,647,481$ 15,610,605 1,036,876 Business-type Activities 2022 2021*Change General fund 9,370,422$ 8,937,389 433,033 Highway fund 5,053,921 4,519,016 534,905 Fire fund 1,720,008 1,684,714 35,294 Nonmajor funds 377,731 488,419 (110,688) Total 16,522,082$ 15,629,538 892,544 Governmental Activities 11 TOWN OF ITHACA, NEW YORK Management’s Discussion and Analysis, Continued GENERAL FUND BUDGETARY HIGHLIGHTS Actual revenue was lower than the budgeted estimate by $85,647 and actual expenditures were less than budgeted expenditures by $1,080,236. Figure A-8 summarizes the general fund final budget, actual expenditures and the variances for the year ended December 31, 2022. Figure A-8 CAPITAL ASSETS The Town records expenditures for land, buildings, equipment, machinery and infrastructure (roads, water and sewer systems) as capital assets in the statement of net position. Annual depreciation expense is recorded in the statement of activities to reflect the use of these assets over their useful lives. Land and construction-in-progress are not subject to depreciation. Variance Favorable Budget Actual (Unfavorable) Revenue: Real property taxes 3,569,792$ 3,574,939 5,147 Non-property taxes 1,677,375 1,700,101 22,726 State aid 310,000 500,301 190,301 All other 1,363,273 1,059,452 (303,821) Total revenue 6,920,440 6,834,793 (85,647) Expenditures: General government support 2,285,904 2,116,303 169,601 Public safety 85,884 76,814 9,070 Health - 29,018 (29,018) Transportation 932,665 697,647 235,018 Culture and recreation 1,615,295 1,403,536 211,759 Home and community services 1,545,837 1,142,411 403,426 Employee benefits 1,434,700 1,354,320 80,380 Total expenditures 7,900,285 6,820,049 1,080,236 Other financing sources 30,000 534,646 504,646 Other financing uses (119,220) (116,357) 2,863 Change in fund balance (1,069,065)$ 433,033 1,502,098 Condensed Budgetary Comparison - General Fund 12 TOWN OF ITHACA, NEW YORK Management’s Discussion and Analysis, Continued In 2022, the Town expended $4,314,268 on capital additions. Figure A-9 reflects the changes in net capital assets. Figure A-9 DEBT ADMINISTRATION Long-term debt decreased by $1,525,000 as a result of principal payments. $1,055,000 of principal payments are due in the next fiscal year. The bonds payable fully mature in 2035. FACTORS BEARING ON THE TOWN’S FUTURE Real property taxes is the Town’s largest revenue source. In 2023, the adopted budget was $30,111,590 which was mainly funded by real property taxes of $10,830,851. FINANCIAL CONTACT The Town’s financial statements are designed to present users (citizens, taxpayers, customers, investors and creditors) with a general overview of the Town’s finances and to demonstrate the Town’s accountability. If you have questions about the report or need additional financial information, contact the Town’s Supervisor, Town of Ithaca, 215 North Tioga Street, Ithaca, New York 14850. 2022 2021 2022 2021 Land 997,833$ 997,833 - - Construction-in-progress 43,104 855,095 226,020 465,729 Buildings 6,913,913 6,752,085 - - Equipment and machinery 6,364,147 5,927,203 1,778,808 1,503,831 Furniture and furnishings 209,179 209,179 - - Non-building improvements 1,094,495 1,024,060 - - Infrastructure 11,399,965 9,238,228 26,205,614 24,610,348 Accumulated depreciation (10,149,634) (9,768,205) (6,608,631) (5,794,888) Total 16,873,002$ 15,235,478 21,601,811 20,785,020 Governmental Activities Business-type Activities Governmental Business-type Activities Activities Total Assets Current assets: Cash and equivalents: Unrestricted 16,033,894$ 4,537,723 20,571,617 Restricted 1,861,866 38,449 1,900,315 Receivables: Accounts 153,997 - 153,997 State and Federal aid 2,115 - 2,115 Due from other funds 200,000 - 200,000 Due from other governments 836,697 124,903 961,600 Water and sewer rents - 1,223,796 1,223,796 Lease receivable 56,253 - 56,253 Prepaid expenses 216,069 22,359 238,428 Total current assets 19,360,891 5,947,230 25,308,121 Noncurrent assets: Lease receivable 935,318 - 935,318 Capital assets, net 16,873,003 21,601,812 38,474,815 Net pension asset - proportionate share - ERS 1,013,674 117,316 1,130,990 Equity in joint venture 4,831,697 - 4,831,697 Total noncurrent assets 23,653,692 21,719,128 45,372,820 Total assets 43,014,583 27,666,358 70,680,941 Deferred Outflows of Resources Pension 2,124,666 245,894 2,370,560 OPEB 1,719,128 145,779 1,864,907 Total deferred outflows of resources 3,843,794 391,673 4,235,467 Total assets and deferred outflows of resources 46,858,377$ 28,058,031 74,916,408 Liabilities Current liabilities: Accounts payable 692,142 457,900 1,150,042 Accrued liabilities 126,020 48,430 174,450 Accrued interest 14,158 53,866 68,024 Due to other funds - 200,000 200,000 Unearned revenue 2,004,249 87,931 2,092,180 Bonds payable, current portion 154,987 964,742 1,119,729 Total current liabilities 2,991,556 1,812,869 4,804,425 Noncurrent liabilities: Bonds payable, noncurrent 1,579,833 8,249,507 9,829,340 Compensated absences 199,235 22,342 221,577 Total OPEB liability 9,680,618 820,899 10,501,517 Total noncurrent liabilities 11,459,686 9,092,748 20,552,434 Total liabilities 14,451,242 10,905,617 25,356,859 Deferred Inflows of Resources Leases 951,716 - 951,716 Pension 3,508,111 406,005 3,914,116 OPEB 1,166,625 98,928 1,265,553 Total deferred inflows of resources 5,626,452 504,933 6,131,385 Net Position Net investment in capital assets 15,138,183 12,387,563 27,525,746 Restricted 1,845,398 12,255 1,857,653 Unrestricted 9,797,102 4,247,663 14,044,765 Total net position 26,780,683 16,647,481 43,428,164 Total liabilities, deferred inflows of resources and net position 46,858,377$ 28,058,031 74,916,408 See accompanying notes to financial statements. TOWN OF ITHACA, NEW YORK Statement of Net Position December 31, 2022 13 Operating Capital Charges for Grants and Grants and Governmental Business-type Expenses Services Contributions Contributions Activities Activities Total Governmental activities: 2,771,396$ 22,580 87,654 67,740 (2,593,422) - (2,593,422) 3,630,439 168,750 25,229 - (3,436,460) - (3,436,460) 29,018 - - - (29,018) - (29,018) 4,071,255 21,889 595,590 - (3,453,776) - (3,453,776) Culture and recreation 1,419,258 124,084 - - (1,295,174) - (1,295,174) 538,726 414,784 17,500 - (106,442) - (106,442) 45,703 - - - (45,703) - (45,703) Total governmental activities 12,505,795 752,087 725,973 67,740 (10,959,995) - (10,959,995) Business-type activities: Water 4,174,277 3,751,118 - - - (423,159) (423,159) Sewer 3,220,721 2,914,226 - - - (306,495) (306,495) Total business-type activities 7,394,998$ 6,665,344 - - - (729,654) (729,654) General revenue: Real property taxes 8,577,150 2,047,637 10,624,787 Real property tax items 86,790 - 86,790 Non-property taxes 4,542,336 - 4,542,336 Use of money and property 377,802 67,049 444,851 Sale of property and compensation for loss 103,107 18,281 121,388 Miscellaneous 419,074 30,769 449,843 Transfers in (out)397,206 (397,206) - Total general revenue 14,503,465 1,766,530 16,269,995 Change in net position 3,543,470 1,036,876 4,580,346 Net position at beginning of year, as previously stated 18,789,195 15,610,605 34,399,800 Prior period adjustment (note 12)4,424,046 - 4,424,046 Cumulative effect of change in accounting principle (note 12)23,972 - 23,972 Net position at beginning of year, as restated 23,237,213 15,610,605 38,847,818 Net position at end of year 26,780,683$ 16,647,481 43,428,164 See accompanying notes to financial statements. Interest 14 Functions General government support Public safety Transportation Health Home and community services Changes in Net Position TOWN OF ITHACA, NEW YORK Statement of Activities Year ended December 31, 2022 Net Revenue (Expense) andProgram Revenue Nonmajor Total General Highway Fire Governmental Governmental Fund Fund Fund Funds Funds Assets Cash and equivalents: Unrestricted 9,844,970$ 3,792,400 2,360,156 36,368 16,033,894 Restricted 1,021,675 480,315 - 359,876 1,861,866 Receivables: Accounts 116,815 27,594 6,056 3,532 153,997 State and Federal aid 2,115 - - - 2,115 Due from other funds 220,000 - - - 220,000 Due from other governments - 836,697 - - 836,697 Leases receivable 991,571 - - - 991,571 Prepaid expenditures 139,559 76,510 - - 216,069 Total assets 12,336,705$ 5,213,516 2,366,212 399,776 20,316,209 Liabilities, Deferred Inflows of Resources and Fund Balances Liabilities: Accounts payable 137,070 41,283 512,255 1,534 692,142 Accrued liabilities 70,202 55,818 - - 126,020 Due to other funds - - - 20,000 20,000 Unearned revenue 1,807,295 62,494 133,949 511 2,004,249 Total liabilities 2,014,567 159,595 646,204 22,045 2,842,411 Deferred inflows of resources - leases 951,716 - - - 951,716 Fund balances: Nonspendable 139,559 76,510 - - 216,069 Restricted 1,021,675 480,315 - 343,408 1,845,398 Assigned 1,122,718 4,497,096 1,720,008 34,323 7,374,145 Unassigned 7,086,470 - - - 7,086,470 Total fund balances 9,370,422 5,053,921 1,720,008 377,731 16,522,082 Total liabilities, deferred inflows of resources and fund balances 12,336,705$ 5,213,516 2,366,212 399,776 20,316,209 See accompanying notes to financial statements. TOWN OF ITHACA, NEW YORK Balance Sheet - Governmental Funds December 31, 2022 15 Special Revenue Total governmental fund balances 16,522,082$ Historical cost 27,022,636$ Accumulated depreciation (10,149,633) 16,873,003 4,831,697 Deferred outflows of resources - pension 2,124,666 Deferred outflows of resources - OPEB 1,719,128 Deferred inflows of resources - pension (3,508,111) Deferred inflows of resources - OPEB (1,166,625) (830,942) Accrued interest (14,158) Bonds payable, including premium (1,734,820) Compensated absences (199,235) Net pension asset - ERS - proportionate share 1,013,674 Total OPEB liability (9,680,618) (10,615,157) Total net position 26,780,683$ See accompanying notes to financial statements. Capital assets,net of accumulated depreciation,used in governmental activities are not financial resources and,therefore,are not reported in the funds. Differences between expected and actual experiences,assumption changes and net differences between projected and actual earnings and contributions subsequent to the measurement date for the postretirement benefits (pension and OPEB)are recognized as deferred outflows of resources and deferred inflows of resources on the statement of net position. Long-term liabilities that are not due and payable in the current period are not reported in the funds. 16 TOWN OF ITHACA, NEW YORK Reconciliation of Balance Sheet - Governmental Funds to the Statement of Net Position December 31, 2022 Amounts reported for governmental activities in the statement of net position are different because: Investment of equity of the Southern Cayuga Intermunicipal Water Commission is not a current financial resource and is not reported in the funds. Nonmajor Total General Highway Fire Governmental Governmental Fund Fund Fund Funds Funds Revenue: Real property taxes 3,501,544$ 1,517,500 3,530,806 27,300 8,577,150 Real property tax items 73,395 13,395 - - 86,790 Non-property taxes 1,700,101 2,842,235 - - 4,542,336 Departmental income 450,754 - - - 450,754 Intergovernmental charges 102,268 21,889 - - 124,157 Use of money and property 289,364 55,869 26,849 5,720 377,802 Licenses and permits 8,926 - - - 8,926 Fines and forfeitures 168,250 - - - 168,250 Sale of property and compensation for loss 35,294 97,432 - - 132,726 Federal aid - - - 67,740 67,740 Miscellaneous 4,596 6,827 - - 11,423 State aid 500,301 200,443 25,229 - 725,973 Total revenue 6,834,793 4,755,590 3,582,884 100,760 15,274,027 Expenditures: General government support 2,116,303 69,817 4,800 900 2,191,820 Public safety 76,814 - 3,542,790 - 3,619,604 Health 29,018 - - - 29,018 Transportation 697,647 3,162,693 - 11,072 3,871,412 Culture and recreation 1,403,536 - - 22,087 1,425,623 Home and community services 1,142,411 - - - 1,142,411 Employee benefits 1,354,320 434,000 - - 1,788,320 Debt service: Principal - - - 646,150 646,150 Interest - - - 64,331 64,331 Total expenditures 6,820,049 3,666,510 3,547,590 744,540 14,778,689 Excess (deficiency) revenue over expenditures 14,744 1,089,080 35,294 (643,780) 495,338 Other financing sources (uses): Transfers in 534,646 - - 651,326 1,185,972 Transfers out (116,357) (554,175) - (118,234) (788,766) Total other financing sources (uses)418,289 (554,175) - 533,092 397,206 Change in fund balances 433,033 534,905 35,294 (110,688) 892,544 Fund balances at beginning of year, as previously stated 8,913,417 4,519,016 1,684,714 488,419 15,605,566 Cumulative effect of change in accounting principle (note 12)23,972 - - - 23,972 Fund balances at beginning of year, as restated 8,937,389 4,519,016 1,684,714 488,419 15,629,538 Fund balances at end of year 9,370,422$ 5,053,921 1,720,008 377,731 16,522,082 See accompanying notes to financial statements. TOWN OF ITHACA, NEW YORK Statement of Revenue, Expenditures and Changes in Fund Balances - Governmental Funds Year ended December 31, 2022 17 Special Revenue Net change in fund balances 892,544$ The change in net position reported for governmental activities in the statement of activities is different because: Capital outlays for acquisition of capital asset and capital projects are reported in the governmental funds as expenditures. In the statement of activities, the cost of those assets is allocated over their useful lives and reported annually as depreciation expense. Capital expenditures 2,683,734$ Disposals (29,619) Depreciation expense (1,016,590) 1,637,525 Change in net investment of joint venture 407,651 Bond principal payments are reflected as expenditures in the governmental funds. These payments are reflected on the statement of net position as a reduction of bonds payable and are not included in the statement of activities. Bond principal payments for the current year are as follows:646,150 Interest on debt is reported in the governmental funds when the payments are rendered. On the statement of activities, interest expense is allocated over the time period it pertains to. Accrued interest changed by this amount.3,561 Payments for compensated absences are reported in the governmental funds as they are due. On the statement of activities, these amounts are reported in the periods that the liabilities are incurred. Compensated absences changed by this amount.13,649 Payments for other postemployment benefits are reported in the governmental funds as they are due. On the statement of activities, an expense is recognized based on an actuarial estimate. Other postemployment benefits changed by this amount.(464,442) Payments for pension expenses are reported in the governmental funds as they are due. On the statement of activities, the expense is adjusted based on the pension information provided by the retirement system. Retirement benefits changed by this amount.391,765 Amortization of bond premiums are not reported in the governmental funds. On the statement of activities, an adjustment to interest expense is recognized based on the current year amortization associated with the bond premiums.15,067 Change in net position of governmental activities 3,543,470$ See accompanying notes to financial statements. 18 TOWN OF ITHACA, NEW YORK Reconciliation of the Statement of Revenue, Expenditures and Changes in Fund Balances - Governmental Funds to the Statement of Activities Year ended December 31, 2022 Sewer Water Fund Fund Total Assets Current assets: Cash and equivalents: Unrestricted 2,693,009$ 1,844,714 4,537,723 Restricted 17,477 20,972 38,449 Receivables: Due from other governments 124,903 - 124,903 Water and sewer rents 556,699 667,097 1,223,796 Due from other funds - - - Prepaid expenses 9,936 12,423 22,359 Total current assets 3,402,024 2,545,206 5,947,230 Noncurrent assets: Capital assets, net 3,754,188 17,847,624 21,601,812 Net pension asset - proportionate share - ERS 51,977 65,339 117,316 Total noncurrent assets 3,806,165 17,912,963 21,719,128 Total assets 7,208,189 20,458,169 27,666,358 Deferred Outflows of Resources Pension 108,943 136,951 245,894 OPEB 64,587 81,192 145,779 Total deferred outflows of resources 173,530 218,143 391,673 Total assets and deferred outflows of resources 7,381,719$ 20,676,312 28,058,031 Liabilities Current liabilities: Accounts payable 77,915 379,985 457,900 Accrued liabilities 38,644 9,786 48,430 Accrued interest - 53,866 53,866 Due to other funds 200,000 - 200,000 Unearned revenue 27,450 60,481 87,931 Bonds payable, current portion - 964,742 964,742 Total current liabilities 344,009 1,468,860 1,812,869 Noncurrent liabilities: Bonds payable, noncurrent - 8,249,507 8,249,507 Compensated absences 8,534 13,808 22,342 Total OPEB liability 363,698 457,201 820,899 Total noncurrent liabilities 372,232 8,720,516 9,092,748 Total liabilities 716,241 10,189,376 10,905,617 Deferred Inflows of Resources Pension 179,880 226,125 406,005 OPEB 43,830 55,098 98,928 Total deferred inflows of resources 223,710 281,223 504,933 Net Position Net investment in capital assets 3,754,188 8,633,375 12,387,563 Restricted 12,255 - 12,255 Unrestricted 2,675,325 1,572,338 4,247,663 Total net position 6,441,768 10,205,713 16,647,481 Total liabilities, deferred inflows of resources and net position 7,381,719$ 20,676,312 28,058,031 See accompanying notes to financial statements. TOWN OF ITHACA, NEW YORK Statement of Net Position - Proprietary Funds December 31, 2022 19 Sewer Water Fund Fund Total Operating revenue - charges for services 2,914,226$ 3,751,118 6,665,344 Operating expenses: Cost of sales and services 2,603,538 2,785,682 5,389,220 Wages and benefits 351,005 471,580 822,585 Depreciation 205,650 608,092 813,742 Administration 60,528 72,687 133,215 Total operating expenses 3,220,721 3,938,041 7,158,762 Operating loss (306,495) (186,923) (493,418) Nonoperating revenue (expenses): Real property taxes 585,259 1,462,378 2,047,637 Intergovernmental charges - - - Use of money and property 38,768 28,281 67,049 Sale of property and compensation for loss - 18,281 18,281 Miscellaneous 14,397 16,372 30,769 Interest expense - (236,236) (236,236) Total nonoperating revenue (expenses)638,424 1,289,076 1,927,500 Interfund transfers out (192,167) (205,039) (397,206) Change in net position 139,762 897,114 1,036,876 Net position at beginning of year 6,302,006 9,308,599 15,610,605 Net position at end of year 6,441,768$ 10,205,713 16,647,481 See accompanying notes to financial statements. 20 TOWN OF ITHACA, NEW YORK Statement of Revenue, Expenses and Changes in Net Position - Proprietary Funds Year ended December 31, 2022 Sewer Water Fund Fund Total Cash flows from operating activities: Received from user charges and other assessments 2,894,821$ 3,690,046 6,584,867 Payments to suppliers for goods and services (2,347,203) (2,527,743) (4,874,946) Payments for wages and benefits (335,589) (752,166) (1,087,755) Net cash provided by operating activities 212,029 410,137 622,166 Cash flows from non-capital financing activities: Real property taxes 595,459 1,479,747 2,075,206 Sale of property and compensation for loss - 18,281 18,281 Miscellaneous 14,397 16,372 30,769 Transfers to other funds (192,167) (205,039) (397,206) Net cash provided by non-capital financing activities 417,689 1,309,361 1,727,050 Cash flows from capital and related financing activities: Acquisition of capital assets (331,157) (1,299,377) (1,630,534) Principal paid on capital debt - (878,850) (878,850) Amortization of bond premium - (49,660) (49,660) Interest paid on capital debt - (242,488) (242,488) Net cash used in capital and related financing activities (331,157) (2,470,375) (2,801,532) Cash flows from investing activities - interest received 38,768 28,281 67,049 Net change in cash and equivalents 337,329 (722,596) (385,267) Cash and equivalents at beginning of year 2,373,157 2,588,282 4,961,439 Cash and equivalents at end of year 2,710,486$ 1,865,686 4,576,172 Supplemental schedule of cash flow information classification of cash and equivalents: Unrestricted 2,693,009$ 1,844,714 4,537,723 Restricted 17,477 20,972 38,449 2,710,486$ 1,865,686 4,576,172 (Continued) See accompanying notes to financial statements. TOWN OF ITHACA, NEW YORK Statement of Cash Flows - Proprietary Funds Year ended December 31, 2022 21 Sewer Water Fund Fund Total Reconciliation of operating loss to net cash provided by operating activities: Operating loss (306,495)$ (186,923) (493,418) Depreciation 205,650 608,092 813,742 Adjustments to reconcile operating loss to net cash provided by operating activities: Change in: Due to other funds - 6,501 6,501 Due from other governments (2,500) - (2,500) Water and sewer rents (16,905) (67,573) (84,478) Prepaid expenses 381 2,148 2,529 Accounts payable 55,954 255,791 311,745 Accrued liabilities (3,266) (259,269) (262,535) Compensated absences (1,209) 1,758 549 Due from other funds 200,000 - 200,000 Net pension asset (52,460) (66,034) (118,494) Deferred outflows - pension 3,700 25,241 28,941 Deferred inflows - pension 38,109 21,991 60,100 Total OPEB liability 62,090 22,921 85,011 Deferred outflows - OPEB (2,664) 7,942 5,278 Deferred inflows - OPEB 31,644 37,551 69,195 Net cash provided by operating activities 212,029$ 410,137 622,166 See accompanying notes to financial statements. 22 Statement of Cash Flows - Proprietary Funds, Continued TOWN OF ITHACA, NEW YORK Custodial Funds Assets - cash and equivalents 372,674$ Fiduciary net position 372,674$ See accompanying notes to financial statements. TOWN OF ITHACA, NEW YORK Statement of Fiduciary Net Position - Fiduciary Funds December 31, 2022 23 Custodial Funds Additions: Property taxes 9,565,005$ Conduit debt 267,288 Miscellaneous 161,473 Total additions 9,993,766 Deductions: Property taxes 9,565,005 Conduit debt 267,288 Miscellaneous 4,545 Total deductions 9,836,838 Change in fiduciary net position 156,928 Fiduciary net position at beginning of year 215,746 Fiduciary net position at end of year 372,674$ See accompanying notes to financial statements. 24 TOWN OF ITHACA, NEW YORK Statement of Changes in Fiduciary Net Position - Fiduciary Funds Year ended December 31, 2022 25 TOWN OF ITHACA, NEW YORK Notes to Financial Statements December 31, 2022 (1) Summary of Significant Accounting Policies The financial statements of the Town of Ithaca, New York (the Town) have been prepared in accordance with accounting principles generally accepted in the United States of America (GAAP) for governments as prescribed by the Governmental Accounting Standards Board (GASB) which is the standard setting body for establishing governmental accounting and financial reporting principles. Certain significant accounting principles and policies utilized by the Town are described below. (a) Financial Reporting Entity The Town, which was established in 1821, is governed by the Town Law, other general municipal laws of the State of New York (the State), and various local laws. The Town Board is the legislative body responsible for the overall operation, the Town Supervisor serves as Chief Executive Officer and Chief Fiscal Officer. The Town provides the following principal services: fire protection, transportation, recreation, planning and zoning, general administration, and public improvements. Street lighting is provided by the Town Board in nine separate areas of the Town called lighting districts. It is funded by means of a tax on the real property situated within each district. The Town provides for intersection street lighting from the general fund appropriations. Fire protection for certain areas of the Town outside the village is provided by the Town through the Ithaca Fire Protection District. This district is funded by means of a tax on the real property situated within the district. Services for fire protection are contracted out through the City of Ithaca and the Village of Cayuga Heights. The financial reporting entity consists of the following, as defined by GASB Statement No. 14 - “The Financial Reporting Entity:” (1) The primary government which is the Town. (2) Organizations for which the primary government is financially accountable, and; (3) Other organizations for which the nature and significance of their relationship with the primary government is such that exclusion would cause the reporting entity’s general- purpose financial statements to be misleading or incomplete. The decision to include a potential component unit in the reporting entity is based on the criteria set forth in GASB Statement No. 14, including legal standing, fiscal dependency, and financial accountability. 26 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (b) Excluded from the Reporting Entity The following activities are jointly undertaken with other municipalities. These activities are excluded from the Town’s financial statements. (1) Southern Cayuga Lake Intermunicipal Water Commission (Bolton Point) is a joint venture involving the Towns of Ithaca, Dryden and Lansing and the Villages of Cayuga Heights and Lansing. The joint venture operates under terms of an original agreement dated March 1, 1977. The agreement was restated on September 11, 2017. • Bolton Point’s executive body consists of ten members, two members being appointed by each municipality. The Treasurer of Bolton Point is traditionally the Town’s Supervisor. • The Town owns a majority (51.87%) of the Commission and must adopt its budget and any subsequent amendments. • The executive body has established charges at rates intending to be self-sustaining to cover all operating costs and debt service. Any shortfalls in revenue produced by such charges will ultimately be provided by contributions from participants. A separate audited financial statement is available from the administrative offices of Bolton Point, 1402 East Shore Drive, Ithaca, New York 14850. For the year ended December 31, 2022, the audited financial statements of Bolton Point showed: Total assets $ 15,929,801 Deferred outflows of resources 1,676,662 Total liabilities 6,656,682 Deferred inflows of resources 1,634,768 Net position $ 9,315,013 Total revenue $ 4,915,993 Total expenses $ 4,130,084 (2) The Ithaca Area Wastewater Treatment Plant (IAWTP) is a joint venture involving the Towns of Ithaca and Dryden, and the City of Ithaca. This joint venture was formed for the treatment of wastewater. The joint venture operates under terms of an original agreement dated December 22, 1981 and has been amended several times, the last of which is dated December 31, 2003. Construction of the treatment plant began in 1984 and was completed in 1986. • The Special Joint Committee (governing body) of the IAWTP consists of eight members; four from the City of Ithaca, three from the Town, and one from the Town of Dryden. The City of Ithaca operates the plant and has custody of the joint activity funds. • Capital costs allocated to the Town are 40.88% of the total. 27 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (b) Excluded from the Reporting Entity, Continued • The governing body has established charges at rates intending to be self-sustaining to cover all operating costs and debt service. Any shortfall in revenue produced by such charges is to be provided by equal share contributions from the participants. The following information is from the separately issued financial statements of the IAWTP for the year ended December 31, 2019 (latest available): Total assets $ 35,156,646 Deferred outflows of resources 361,269 Total liabilities (26,744,039) Deferred inflows of resources (441,678) Net position $ (8,332,198) Total revenue $ 4,207,059 Total expenses $ 6,310,239 (c) Basis of Presentation (1) Government-Wide Statements The statement of net position and the statement of activities present financial information about the Town’s governmental activities. These statements include the financial activities of the overall government in its entirety, except those that are fiduciary. Eliminations have been made to minimize the double counting of internal transactions. These statements distinguish between the governmental and business-type activities of the Town. Governmental activities generally are financed through taxes, state aid, intergovernmental revenue, and other exchange and non-exchange transactions. Business-type activities are financed in whole or in part by fees charged to external parties. Operating grants include operating-specific and discretionary (either operating or capital) grants, while the capital grants column reflects capital-specific grants. The statement of activities presents a comparison between direct expenses and program revenue for each function of the Town’s governmental activities. Direct expenses are those that are specifically associated with and are clearly identifiable to a function. Program revenue includes charges paid by the recipients of goods or services offered by the programs, and grants and contributions that are restricted to meeting the operational or capital requirements of a program. Revenue that is not classified as program revenue, including all taxes, is presented as general revenue. (2) Fund Financial Statements The fund statements provide information about the Town’s funds, including fiduciary funds. Separate statements for each fund category (governmental, proprietary, and fiduciary) are presented. The emphasis of fund financial statements is on major governmental and proprietary funds, each displayed in a separate column. All remaining governmental funds are aggregated and reported as nonmajor funds. 28 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (c) Basis of Presentation, Continued (2) Fund Financial Statements, Continued Proprietary fund operating revenue, such as charges for services, result from exchange transactions associated with the principal activity of the fund. Exchange transactions are those in which each party receives and gives up essentially equal values. Non- operating revenue, such as subsidies and investments earnings, result from non- exchange transactions or ancillary activities. The Town reports the following major governmental funds: • General Fund - This is the Town’s primary operating fund. It accounts for all financial transactions that are not required by law or other provision to be accounted for in other funds. • Highway Fund - Used to account for revenue and expenditures for part-town and town-wide highway purposes. • Fire Fund - Used to record transactions involving the Town Fire Protection District and the contracts for fire protection with the City of Ithaca and Village of Cayuga Heights. The Town also reports the following nonmajor governmental funds: • Lighting Fund - Used to record operation and maintenance transactions from special districts’ assessment. • Debt Service Fund - Used to account for interest earned on proceeds of borrowing for capital projects. Annual principal and interest payments due on serial bonds are transferred from the Town’s other funds. Payments are made directly from the debt service fund to the respective paying agents. • Capital Projects Fund - Used to account for capital improvements financed from current monies transferred from other funds, federal and state grants and proceeds of obligations. The Town reports the following major proprietary funds: • Sewer Fund - This proprietary fund is used to account for the activity of providing sewer service to residents of the Town. The Town is responsible for the collection of sewer revenue in the Town and contracts for treatment services with IAWTP. • Water Fund - This proprietary fund is used to account for the activity of providing water service to residents of the Town. The Town is responsible for the collection of water revenue in the Town and contracts for delivery services with Bolton Point. 29 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (c) Basis of Presentation, Continued (2) Fund Financial Statements, Continued The Town reports the following fiduciary fund: • Custodial Fund - Used to account for those funds held in custody for other governments, organizations or individuals. (d) Measurement Focus and Basis of Accounting The Government-Wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenue is recorded when earned and expenses are recorded at the time liabilities are incurred, regardless of when the related cash transaction takes place. Non-exchange transactions, in which the Town gives or receives value without directly receiving or giving equal value in exchange, include property taxes, grants and donations. On an accrual basis, revenue from property taxes is recognized in the fiscal year for which the taxes are levied. Revenue from grants and donations are recognized in the year in which all eligibility requirements have been satisfied. Proprietary funds distinguish operating revenue and expenses from non-operating items. Operating revenue and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenue of the Town are charges to customers for sewer and water fees. Operating expenses for proprietary funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as non-operating revenue and expenses. The governmental funds are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Under this basis of accounting, revenue is recorded when measurable and available. Available means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Material revenue that is accrued include real property taxes, state and federal aid, sales tax and certain user charges. If expenditures are the prime factor for determining eligibility, revenue from federal and state grants are accrued when the expenditure is made. Expenditures are recorded when the related fund liability is incurred, except for principal and interest on general long-term debt, claims and judgments, and compensated absences, which are recognized as expenditures to the extent they have matured. General capital asset acquisitions are reported as expenditures in governmental funds. Proceeds of general long-term debt and acquisitions under capital leases are reported as other financing sources. 30 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (e) Property Taxes Town real property taxes are levied annually on January l and become a lien on that date. Property owners can elect to pay their taxes using one of two options. Taxpayers may elect to pay their bill in two installments equal to ½ the total bill, plus a 2.5% processing fee. If the installment option is selected, the first payment is due between January l and January 14, without penalty, or between January 15, and January 20, with l% interest (election to pay in installments ceases January 20). The second installment is due on or before July 1, payable to the Tompkins County (the County) Division of Budget and Finance. Taxpayers may elect to pay their tax bill in full. Using this method, taxes are collected during the period January 1 to January 31 at face value and from February l to May 31 with interest added. The Town Receiver of Taxes collects all real estate taxes for Town and County purposes. The Town Receiver of Taxes distributes the collected tax money to the Town Supervisor prior to distributing the balance collected to the County on April l5. The Town thereby is assured of 100% tax collection. Responsibility for the collection of unpaid taxes rests with the County. Uncollected tax liens are sold annually by the County. (f) Budgetary Data (1) The budget policies are as follows: (a) No later than October 5, the budget officer submits a tentative budget to the Town Board for the fiscal year commencing the following January l. The tentative budget includes proposed expenditures and the proposed means of financing for all funds. (b) After public hearings are conducted to obtain taxpayer comments, no later than November 20, the Town Board adopts the budget. (c) All modifications of the budget must be approved by the Town Board. However, the Town Supervisor is authorized to transfer certain budgeted amounts within departments. (d) Appropriations lapse at year-end. (2) Encumbrance accounting, under which purchase orders, contracts and other commitments for the expenditure of monies are recorded for budgetary control purposes to reserve that portion of the applicable appropriations, is employed in all funds. Encumbrances are reported as reservations of fund balance since they do not constitute expenditures or liabilities. Expenditures for such commitments are recorded in the period in which the liability is incurred. For the year ended December 31, 2022, the Town did not have any encumbrances. In the interest of accurately monitoring, budgeting and maintaining an adequate operating fund balance in all funds, it is the Town’s fiscal practice not to encumber unused appropriations into the ensuing year’s budgeted operations. 31 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (g) Cash and Equivalents The Town’s investment policies are governed by State statutes. In addition, the Town has its own written investment policy. The Town’s monies must be deposited in Federal Deposit Insurance Corporation (FDIC) insured commercial banks or trust companies located within the State. The supervisor is authorized to use demand accounts and certificates of deposit. Permissible investments include obligations of the U.S. Treasury and U.S. Agencies, repurchase agreements, and obligations of the State or its localities. Collateral is required for demand deposits and certificates of deposit not covered by FDIC insurance. Obligations that may be pledged as collateral are obligations of the United States and its agencies and obligations of the State and its municipalities and school districts. The written investment policy requires repurchase agreements to be purchased from banks located within the State and that underlying securities must be obligations of the federal government and the State. Underlying securities must have market value of at least the cost of the repurchase agreement. (h) Receivables Accounts receivable are shown gross, with uncollectible amounts recognized under the direct write-off method. No allowance for uncollectible accounts has been provided since it is believed that such allowance would not be material. All receivables are expected to be collected within the subsequent fiscal year. (i) Inventories and Prepaid Items Purchases of inventorial items are recorded as expenditures at the time of purchase and are considered immaterial in amount. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both Government-Wide and fund financial statements, which are expensed as the items are used. (j) Capital Assets Capital assets are reported at historical cost. The Town depreciates capital assets using the straight-line method over the estimated useful life of the assets. Capitalization thresholds, the dollar value above which capital asset acquisitions are added to the capital asset accounts, and estimated useful lives of capital assets are as follows: Estimated Capitalization Useful Threshold Life Building and improvements $ 5,000 30-40 years Equipment and machinery 5,000 5-15 years Furniture and furnishings 5,000 10 years Non-building improvements 5,000 15-20 years Road systems 10,000 30-40 years Water and sewer systems 10,000 15-20 years 32 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (k) Deferred Outflows of Resources and Deferred Inflows of Resources Deferred outflows of resources, represents a consumption of net position that applies to a future period and so will not be recognized as an outflow of resources (expense/expenditure) until then. The Town has four items that qualify for reporting in this category. The first item is related to the pension reported in the Statement of Net Position. This represents the effect of the net change in the Town’s proportion of the collective net pension asset/liability and difference during the measurement period between the Town’s contributions and its proportion share of total contributions to the pension system not included in pension expense. The second item relates to the Town’s contributions to the pension system subsequent to the measurement date. The third item is related to other postemployment benefits reported in the statement of net position. This represents differences between expected and actual experience as well as changes of assumptions in the calculation of the liability. The fourth item relates to the Town’s contributions of other postemployment benefits subsequent to the measurement date. Deferred inflows of resources, represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The Town has three items that qualify for reporting in this category. The first is related to pensions reported in the statement of net position. This represents the effect of the net change in the Town’s proportion of the collective net pension asset/liability and difference during the measurement periods between the Town’s contributions and its proportional share of total contributions to the pension system not included in the pension expense. The second item represents changes of assumptions related to the other postemployment liability. The third relates to long-term leases receivable. (l) Compensated Absences The Town employees are granted vacation in varying amounts, based primarily on length of service and service position. Some earned benefits may be forfeited if not taken within varying time periods. Sick leave eligibility and accumulation is specified in negotiated labor contracts and Town policy. Upon retirement, resignation or death, employees may receive a payment based on unused accumulated sick leave, based on contractual provisions. Consistent with GASB Statement No. 101 - “Compensated Absences,” an accrual for accumulated sick leave calculated using the vesting method is included in the compensated absences liability at year-end. The compensated absences liability is calculated based on the pay rates in effect at year-end. 33 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (m) Long-Term Obligations In the Government-Wide financial statements, long-term debt and other long-term obligations are reported as liabilities in the statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds using the straight-line method that approximates the effective interest method. Bonds payable are reported net of the applicable bond premiums or discounts. In fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. (n) Postemployment Benefits The Town provides health insurance coverage for retired employees and their dependents. Substantially all of the Town’s employees may become eligible for these benefits if they reach normal retirement age and retire under the State employees’ retirement system while working for the Town. The cost of providing postemployment benefits is shared between the Town and the retired employee. The Town recognizes the cost of providing health insurance by recording its share of insurance premiums for retirees and their dependents, as an expenditure in the year paid. (o) Unearned Revenue Unearned revenue arise when potential revenue does not meet both the measurable and available criteria for recognition in the current period. Unearned revenue also arise when resources are received by the Town before it has a legal claim to them, as when grant monies are received prior to the incurrence of qualifying expenditures. In subsequent periods, when both recognition criteria are met, or when the Town has legal claim to the resources, the liability for unearned revenue is removed and revenue is recognized. (p) Unemployment Insurance As of January 1, 1978, Town employees are covered by unemployment insurance. The Town has chosen to discharge its liability to the State Unemployment Insurance Fund by means of the benefit reimbursement method. This is a dollar-for-dollar reimbursement to the Unemployment Insurance Fund for the benefits paid to former employees and charged to the Town’s account. The Town is exempt from federal unemployment insurance tax. 34 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (q) Deferred Compensation The Town offers their employees a deferred compensation plan (the plan) created in accordance with Internal Revenue Code Section 457. The plan, which is available to all eligible participants, permits participants to defer a portion of their salary (100% of gross wages not to exceed $19,500 or $26,000 for employees over the age of 50 to allow for catch up contributions) until future years. Amounts deferred under the plan are not available to the employee until termination, retirement, death or unforeseeable emergency. Effective January 1, 1998, all amounts of compensation deferred under the plan, all property and rights purchased with the amounts, and all income attributable to these amounts are the sole property of the employee. As required, the Town Supervisor is the Chairman of the Town’s deferred compensation committee and trustee. (r) Restricted Resources When an expense is incurred for purposes for which both restricted and unrestricted net position is available, it is the Town’s policy to apply restricted funds before unrestricted funds, unless otherwise prohibited by legal requirements. (s) Equity Classification (1) Government-Wide Statements Equity is classified as net position and displayed in three components: • Net Investment in Capital Assets Consists of capital assets including restricted capital assets, net of accumulated depreciation and reduced by the outstanding balances of any bonds, mortgages, notes or other borrowings that are attributable to the acquisition, construction, or improvement of those assets. • Restricted Net Position Consists of net position with constraints placed on the use either by 1) external groups such as creditors, grantors, contributors, or laws or regulations of other governments; or 2) law through constitutional provisions or enabling legislation. • Unrestricted Net Position All other net position that does not meet the definition of “restricted” or “net investment in capital assets.” (2) Fund Financial Statements Classification of fund balance reflects spending constraints on resources, rather than availability for appropriation to provide users more consistent and understandable information about a governmental fund’s net resources. Constraints are broken down into five different classifications: nonspendable, restricted, committed, assigned, and unassigned. The classifications serve to inform readers of the financial statements of the extent to which the government is bound to honor constraints on the specific purposes for which resources in a fund can be spent. 35 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (s) Equity Classification, Continued (2) Fund Financial Statements, Continued Governmental fund equity is classified as fund balance. In the fund basis statements there are five classifications of fund balance: • Nonspendable Fund Balance Consists of assets that are inherently nonspendable in the current period either because of their form or because they must be maintained intact, including prepaid items, inventories, long-term portions of loans receivable, financial assets held for resale and principal of endowments. The Town’s nonspendable fund balance is comprised of prepaid expenditures. • Restricted Fund Balance Consists of amounts that are subject to externally enforceable legal purpose restrictions imposed by creditors, grantors, contributors or laws or regulations of other governments; or imposed by law through constitutional provisions or enabling legislation. The Town’s restricted fund balance includes a general- purpose benefit reserve, a parks and open space plan reserve and a debt reserve. • Committed Fund Balance Consists of amounts that are subject to a purpose constraint imposed by formal action of the Town’s highest level of decision-making authority (the Town Board) before the end of the fiscal year and that require the same level of formal action to remove the constraint. • Assigned Fund Balance Consists of amounts that are subject to a purpose constraint that represents an intended use established by the government’s highest level of decision-making authority or by their designated body or official. In funds other than the general fund, the Town’s assigned fund balance represents the residual amount of fund balance. In the general fund, assigned fund balance represents the portion of fund balance appropriated for the ensuing year’s budget. • Unassigned Fund Balance Represents the residual classification of the government’s general fund and could report a surplus or a deficit. In funds other than the general fund, the unassigned classification is used only to report a deficit balance resulting from overspending for specific purposes for which amounts had been restricted, committed or assigned. 36 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (1) Summary of Significant Accounting Policies, Continued (s) Equity Classification, Continued (3) Order of Use of Fund Balance - The Town’s policy is to apply expenditures against nonspendable fund balance, restricted fund balance, committed fund balance, assigned fund balance and unassigned fund balance at the end of the fiscal year. For all funds, nonspendable fund balances are determined first and then restricted fund balances for specific purposes are determined. Any remaining fund balance amounts for funds other than the general fund are classified as committed or assigned fund balance. In the general fund, committed fund balance is determined next and then assigned fund balance. The remaining amounts are reported as unassigned. Assignments of fund balance cannot cause a negative unassigned fund balance. (t) Accounting Standards Issued But Not Yet Implemented GASB has issued the following pronouncements which will be implemented in the years required. The effects of the implementation of these pronouncements are not known at this time. Statement No. 94 - Public-Private and Public-Public Partnerships and Availability Payment Arrangements. Effective for fiscal years beginning after June 15, 2022. Statement No. 96 - Subscription-Based Information Technology Arrangements. Effective for fiscal years beginning after June 15, 2022. Statement No. 99 - Omnibus 2022. Effective for various periods through fiscal years beginning after June 15, 2023. (u) Lease Receivable During the year ended December 31, 2022, the Town adopted provisions of GASB Statement No 87 - “Leases.” The primary objective of this Statement is to better meet the information needs of financial statement users by improving accounting and financial reporting for leases by governments. See note 12 to the financial statements for the impact of the implementation on the financial statements. The Town leases space to the United States Postal Service (the Postal Service). A lease receivable is measured and recorded at the present value of lease payments expected to be received by the Town during the lease term using an implicit discount rate, net of any provision for estimated uncollectible amounts. As lease payments are received from the lessee, they are first allocated to the amortization of the discount on the lease receivable and recognized as interest revenue, and them to lease receivable. (v) Subsequent Events Management has evaluated subsequent events through the date of the report which is the date the financial statements were available to be issued. 37 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (2) Explanation of Certain Differences Between Governmental Fund Statements and Government-wide Statements Due to the differences in the measurement focus and basis of accounting used in the governmental fund statements and the Government-Wide statements, certain financial transactions are treated differently. The basic financial statements contain a full reconciliation of these items. The differences result primarily from the economic focus of the statement of activities, compared with the current financial resources focus of the governmental funds. (a) Total Fund Balance of Governmental Funds vs. Net Position of Governmental Activities Total fund balances of the Town’s governmental funds differ from net position of governmental activities reported in the statement of net position. This difference primarily results from the additional long-term economic focus of the statement of net position versus the solely current financial resources focus of the governmental fund balance sheet. (b) Statement of Revenue, Expenditures and Changes in Fund Balances vs. Statement of Activities Differences between statement of revenue, expenditures and changes in fund balances - governmental funds and the statement of activities fall into one of three broad categories: (i) Long-term revenue differences Long-term revenue differences arise because governmental funds report revenue only when they are considered “available”, whereas the statement of activities reports revenue when earned. Differences in long-term revenue arise because governmental funds report on a modified accrual basis, whereas the accrual basis of accounting is used on the statement of activities. (ii) Capital related differences Capital related differences include the difference between proceeds for the sale of capital assets reported on governmental fund statements and the gain or loss on the sale of assets as reported on the statement of activities, and the difference between recording an expenditure for the purchase of capital items in the governmental fund statements and depreciation expense on those items as recorded in the statement of activities. (iii) Long-term debt transaction differences Long-term debt transaction differences occur because both interest and principal payments are recorded as expenditures in the governmental fund statements, whereas interest payments are recorded in the statement of activities as incurred, and principal payments are recorded as a reduction of liabilities in the statement of net position. Also, additions to long-term debt are recorded as revenue in the governmental fund statements and increases in liabilities in the statement of net position. 38 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (3) Cash and Equivalents The Town’s investment policies are governed by State statutes, as previously described in these notes. The depository bank places approved pledged securities for safekeeping and trust with the Town’s agent bank in an amount sufficient to protect Town funds on a day-to-day basis during the period of the contract. The pledge of approved securities is waived only to the extent of the depository bank’s dollar amount of FDIC Insurance. At December 31, 2022, the carrying amount of the Town’s deposits was $22,844,606 and the bank balance was $23,967,596. The Town’s deposits at December 31, 2022, were entirely covered by $500,000 of FDIC insurance and the remaining covered by pledged collateral held by the Town’s agent bank in the Town’s name and by third party custodian of $23,467,596. (4) Lease Receivable Commencing on June 30, 2021, the Town extended a previously entered lease with the Postal Service. The lease requires monthly rental payments of $7,167 payable at the end of each rental month. The term is for 5 years and ends on June 30, 2026, with two renewal options of 5 years each. The Postal Service may terminate the agreement by giving 30 days written notice to the Town. In all other respects, the lease shall remain the same. At December 31, 2022, the present value of the lease receivable and the corresponding deferred inflow of resources was $991,571 and $951,716, respectively. The following is the amortization schedule for the lease receivable: Year ending Principal Interest Total 2023 $ 56,253 29,747 86,000 2024 57,940 28,060 86,000 2025 59,679 26,321 86,000 2026 63,619 24,531 88,150 2027 67,678 22,622 90,300 2028 - 2032 376,906 81,344 458,250 2033 - 2036 309,496 21,437 330,933 Total $ 991,571 234,062 1,225,633 39 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (4) Lease Receivable, Continued The following is the amortization schedule for the deferred inflow of resources: Year ending 2023 $ 70,497 2024 70,497 2025 70,497 2026 70,497 2027 70,497 2028 - 2032 352,485 2033 - 2036 246,746 Total $ 951,716 (5) Capital Assets Capital asset balances and activity for the year ended December 31, 2022, were as follows: Balance at Balance at January 1,December 31, Governmental activities 2022 Increases Decreases 2022 Capital assets, not being depreciated: Land 997,833$ - - 997,833 Construction-in-progress 855,095 43,104 855,095 43,104 Total capital assets, not being depreciated 1,852,928 43,104 855,095 1,040,937 Capital assets, being depreciated: Buildings 6,752,085 161,828 - 6,913,913 Equipment and machinery 5,927,203 1,101,725 664,781 6,364,147 Furniture and furnishings 209,179 - - 209,179 Non-building improvements 1,024,060 70,435 - 1,094,495 Infrastructure 9,238,228 1,306,642 (855,095) 11,399,965 Total capital assets, being depreciated 23,150,755 2,640,630 (190,314) 25,981,699 Less accumulated depreciation: Buildings 2,586,914 206,748 - 2,793,662 Equipment and machinery 4,023,738 372,036 635,162 3,760,612 Furniture and furnishings 208,722 457 - 209,179 Non-building improvements 554,547 42,113 - 596,660 Infrastructure 2,394,284 395,236 - 2,789,520 Total accumulated depreciation 9,768,205 1,016,590 635,162 10,149,633 Total capital assets, net 15,235,478$ 1,667,144 29,619 16,873,003 40 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (5) Capital Assets, Continued Depreciation was charged to governmental functions as follows: General government support $ 69,989 Transportation 726,534 Culture and recreation 159,764 Home and community services 60,304 Total depreciation expense $ 1,016,591 Balance at Balance at January 1,December 31, Sewer fund 2022 Increases Decreases 2022 Capital assets, not being depreciated - construction-in-progress -$ 225,685 - 225,685 Capital assets, being depreciated: Equipment and machinery 782,418 105,472 - 887,890 Infrastructure 4,198,862 - - 4,198,862 Total capital assets, being depreciated 4,981,280 105,472 - 5,086,752 Less accumulated depreciation: Equipment and machinery 489,993 102,446 - 592,439 Infrastructure 862,606 103,204 - 965,810 Total accumulated depreciation 1,352,599 205,650 - 1,558,249 Total capital assets, net 3,628,681$ 125,507 - 3,754,188 Balance at Balance at January 1,December 31, Water fund 2022 Increases Decreases 2022 Capital assets, not being depreciated - construction-in-progress 465,729$ 334 465,728 335 Capital assets, being depreciated: Equipment and machinery 721,413 169,505 - 890,918 Infrastructure 20,411,486 1,129,538 (465,728) 22,006,752 Total capital assets, being depreciated 21,132,899 1,299,043 (465,728) 22,897,670 Less accumulated depreciation: Equipment and machinery 406,607 90,012 - 496,619 Infrastructure 4,035,682 518,080 - 4,553,762 Total accumulated depreciation 4,442,289 608,092 - 5,050,381 Total capital assets, net 17,156,339$ 691,285 - 17,847,624 41 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (6) Long-Term Debt The Town borrows money in order to acquire or construct capital assets. This enables the cost of these capital assets to be borne by the present and future taxpayers. At December 31, 2022, the total principal indebtedness outstanding of the Town aggregated $10,310,000. The following is a summary of the Town’s outstanding bonds payable for the year ended December 31, 2022: Date of Original Interest Maturity Outstanding Description Issue Amount Rate Date 12/31/2022 General Fund: 2020-A Public Improvement 9/3/20 1,260,370 2.0-5.0%8/15/35 1,132,070$ Highway Fund: 2014-B Public Improvement 12/30/14 950,000 2.0-4.0%12/15/29 432,000 2015 Public Improvement 11/13/15 800,000 2.0-2.5%10/15/23 1,000 Water Fund: 2014-A Refunding Bond 12/30/14 910,000 2.0-4.0%5/15/24 185,000 2014-B Public Improvement 12/30/14 2,050,000 2.0-4.0%12/15/29 1,058,000 2015 Public Improvement 11/13/15 2,150,000 2.0-2.5%10/15/30 1,239,000 2018 Public Improvement 12/6/18 4,150,000 3.0%12/1/33 3,225,000 2020-A Public Improvement 9/3/20 2,079,630 2.6-5.0%8/15/35 1,867,930 2020-B Refunding Bond 9/3/20 1,493,125 2.0-5.0%8/15/31 1,170,000 Total bonds payable 10,310,000$ The following is a summary of the maturity of bonds payable: Year ending Principal Interest Total 2023 1,055,000$ 312,484 1,367,484 2024 1,090,000 277,084 1,367,084 2025 910,000 241,091 1,151,091 2026 945,000 209,417 1,154,417 2027 975,000 176,445 1,151,445 2028 - 2032 4,200,000 426,393 4,626,393 2033 - 2035 1,135,000 42,166 1,177,166 Total 10,310,000$ 1,685,080 11,995,080 42 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (6) Long-Term Debt, Continued Long-term liability balances and activity for the year ended December 31, 2022 are summarized below: Balance at Balance at Due January 1,December 31,Within 2022 Increases Decreases 2022 One Year Governmental funds: Serial bonds: Bonds payable 2,211,220$ - 646,150 1,565,070 139,920 Bond premiums 184,817 - 15,067 169,750 15,067 Serial bonds 2,396,037 - 661,217 1,734,820 154,987 Other liabilities: Compensated absences 212,884 - 13,649 199,235 - Net pension liability (asset)12,408 - 1,026,082 (1,013,674) - Total OPEB liability 10,374,458 - 693,840 9,680,618 - Total long-term liabilities 12,995,787$ - 2,394,788 10,600,999 154,987 Balance at Balance at Due January 1,December 31,Within 2022 Increases Decreases 2022 One Year Proprietary funds: Serial bonds: Bonds payable 9,623,780$ - 878,850 8,744,930 915,080 Bond premiums 518,979 - 49,660 469,319 49,662 Serial bonds 10,142,759 - 928,510 9,214,249 964,742 Other liabilities: Compensated absences 21,793 549 - 22,342 - Net pension liability (asset)1,178 - 118,494 (117,316) - Total OPEB liability 735,888 85,011 - 820,899 - Total long-term liabilities 10,901,618$ 85,560 1,047,004 9,940,174 964,742 Activity for compensated absences, net pension, and total OPEB liability shown at net due to the impracticability of determining these amounts separately. Payments of compensated absences are dependent upon future factors and, therefore, the timing of such payments cannot be determined. 43 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (7) Long-Term Debt - Bolton Point The Town is a joint obligor of debt used to fund the capital activities of Bolton Point. Historically, and consistent with the cooperative agreement of the Bolton Point participating municipalities, the repayment of Bolton Point debt and related interest has been funded through user fees. Bolton Point remits its principal and interest to the Town. The Town repays the debt on behalf of Bolton Point. For the year ended December 31, 2022, the Town received $266,788 of principal and interest from Bolton Point. The following reflects information related to the total bonds payable for Bolton Point as of December 31, 2022: Date of Original Interest Maturity Outstanding Description Issue Amount Rate Date 12/31/22 Joint Water Improvement 10/5/12 2,600,000 2.00% - 3.00% 9/5/32 $ 1,460,000 Joint Water Improvement 6/12/13 1,500,000 3.00% - 3.25% 6/1/33 930,000 Total bonds payable $ 2,390,000 The following is a summary of the maturity of bonds payable for Bolton Point: Year ending Principal Interest Total 2023 205,000$ 67,456 272,456 2024 210,000 62,281 272,281 2025 215,000 56,919 271,919 2026 220,000 51,313 271,313 2027 225,000 45,413 270,413 2028 - 2032 1,220,000 123,443 1,343,443 2033 95,000 1,544 96,544 Total 2,390,000$ 408,369 2,798,369 44 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (8) Pension Plan (a) Plan Description and Benefits Provided The Town participates in the New York State and Local Employees’ Retirement System (the System). This is a cost-sharing multiple-employer retirement system. The System provides retirement benefits as well as death and disability benefits. The net position of the System is held in the New York State Common Retirement Fund (the Fund), which was established to hold all net position and record changes in plan net position allocated to the System. The Comptroller of the State of New York serves as the trustee of the Fund and is the administrative head of the System. System benefits are established under the provision of the New York State Retirement and Social Security Law (RSSL). Once a public employer elects to participate in the System, the election is irrevocable. The New York State Constitution provides that pension membership is a contractual relationship of which plan benefits cannot be diminished or impaired. Benefits can be changed for future members only by enactment of a State statute. The Town also participates in the Public Employees Group Life Insurance Plan (GLIP), which provides death benefits in the form of life insurance. The GLIP is included in the State’s financial report as a pension trust fund. That report, including information with regard to benefits provided, may be found at www.osc.state.ny.us/retire/publications/index.php or obtained by writing to the New York State and Local Retirement System, 110 State Street, Albany, New York 12244. The System is noncontributory except for employees who joined after July 27, 1976, who contribute 3.0 percent of their salary for the first ten years of membership, and employees who joined on or after January 1, 2010 who generally contribute 3.0 to 6.0 percent of their salary for their entire length of service. The Comptroller annually certifies the actuarially determined rates expressly used in computing the employers’ contributions based on salaries paid during the System’s fiscal year ending March 31. (b) Pension Asset, Pension Expense, and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pension At December 31, 2022, the Town reported the following asset for its proportionate share of the net pension asset for the System. The net pension asset was measured as of March 31, 2021. The total pension asset used to calculate the net pension asset was determined by an actuarial valuation. The Town’s proportionate share of the net pension asset was based on a projection of the Town’s long-term share of contributions to the System relative to the projected contributions of all participating members, actuarially determined. This information was provided by the System in reports provided to the Town. 45 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (8) Pension Plan, Continued (b) Pension Asset, Pension Expense, and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pension, Continued Measurement date March 31, 2022 Valuation date April 1, 2021 Net pension asset $ 1,130,990 Town’s proportion of the Plan’s net pension asset 0.0138355% Change in proportionate share from prior year 0.0001912 For the year ended December 31, 2022, the Town’s recognized pension expense of $64,739 in the statement of activities. At December 31, 2022, the Town’s reported deferred outflows of resources and deferred inflows of resources related to pension from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $ 85,652 (111,095) Changes of assumptions 1,887,496 (31,849) Net difference between projected and actual investment earnings on pension plan investments - (3,703,518) Changes in proportion and differences between the Town’s contributions and proportionate share of contributions 67,003 (67,654) Town’s contributions subsequent to the measurement date 330,409 - Total $ 2,370,560 (3,914,116) Town contributions subsequent to the March 31, 2021 measurement date will be recognized as a reduction of the net pension asset in the year ending December 31, 2023. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pension will be recognized in pension expense as follows: Year ending 2023 $ (283,090) 2024 (418,740) 2025 (967,708) 2026 (204,427) $ (1,873,965) 46 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (8) Pension Plan, Continued (c) Actuarial Assumptions The total pension asset as of the measurement date was determined by using an actuarial valuation as noted in the table below, with update procedures used to roll forward the total pension liability to the measurement date. The actuarial valuation used the following actuarial assumptions: Measurement date March 31, 2022 Actuarial valuation date April 1, 2021 Investment rate of return (net of investment expense, including inflation) 5.9% Salary increases 4.4% Inflation 2.7% Cost-of-living adjustments 1.4% Annuitant mortality rates are based on April 1, 2015 - March 31, 2020 System’s experience with adjustments for mortality improvements based on Society of Actuaries’ Scale MP- 2020. The actuarial assumptions used in the April 1, 2021 valuation are based on the results of an actuarial experience study for the period April 1, 2015 - March 31, 2020. The long-term rate of return on pension plan investments was determined using a building- block method in which best-estimate ranges of expected future real rates of return (expected returns, net of investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target allocation and best estimates of arithmetic real rates of return for each major asset class are summarized as follows: Long-Term Target Expected Real Asset Class Allocation Rate of Return * Domestic equity 32% 3.30% International equity 15% 5.85% Private equity 10% 6.50% Real estate 9% 5.00% Opportunistic/ARS 3% 4.10% Credit 4% 3.78% Real assets 3% 5.80% Fixed income 23% 0.00% Cash 1% (1.00%) 100% *The real rate of return is net of the long-term inflation assumption of 2.5%. 47 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (8) Pension Plan, Continued (d) Discount Rate The discount rate used to calculate the total pension asset was 5.9%. The projection of cash flows used to determine the discount rate assumes that contributions from plan members will be made at the current contribution rates and that contributions from employers will be made at statutorily required rates, actuarially determined. Based upon the assumptions, the System’s fiduciary net position was projected to be available to make all projected future benefit payments of current plan members. Therefore the long term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension asset. (e) Sensitivity of the Proportionate Share of the Net Pension Asset/Liability to the Discount Rate The following presents the Town’s proportionate share of the net pension asset/liability calculated using the discount rate of 5.9%, as well as what the Town’s proportionate share of the net pension asset/liability would be if it were calculated using a discount rate that is 1-percentage point lower (4.9%) or 1-percentage point higher (6.9%) than the current rate: 1% Current 1% Decrease Assumption Increase (4.9%) (5.9%) (6.9%) Employer’s proportionate share of the net pension asset (liability) $ (2,911,156) 1,130,990 4,512,050 (f) Pension Plan Fiduciary Net Position The components of the current-year net pension asset of all participating employers as of the respective measurement date, were as follows: (Dollars in Millions) Measurement date 3/31/2022 Employers’ total pension liability $ (223,875) Plan fiduciary net position 232,050 Employers’ net pension asset $ 8,175 Ratio of plan fiduciary net position to the Employers’ total pension asset 103.65% (g) Contributions to the Pension Plan Employer contributions are paid annually based on the System’s fiscal year which ends on March 31st. Retirement contributions as of December 31, 2021 represent the projected employer contribution for the period of April 1, 2021 through March 31, 2022 based on paid employee wages multiplied by the employer’s contribution rate, by tier. The retirement contribution paid to the System for the year ended December 31, 2022 was $474,186. 48 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (9) Other Postemployment Benefits (a) Plan Description and Benefits The Town administers a single-employer defined benefit other postemployment benefit (OPEB) plan. The plan provides lifetime healthcare insurance for eligible retirees and their spouses through the Town’s group health insurance plan, which covers both active and retired members. The Town pays a portion of retirees’ premiums for healthcare insurance based on the number of years of service to the Town at the time of retirement. In addition, retiring employees can convert unused sick time to offset portions of healthcare premiums that are the retiree’s responsibility. The Town tracks the accumulated balances and makes premium payments on behalf of the retirees until the balances are exhausted. The plan does not issue a publicly available financial report. (b) Employees Covered by Benefit Terms At December 31, 2022 the following employees were covered by the benefit terms: Inactive employees and beneficiaries 21 Active employees 58 Total 79 (c) The OPEB Liability The Town’s total OPEB liability of $10,501,517 was measured as of January 1, 2022 and was determined by an actuarial valuation as of January 1, 2022. There are no assets accumulated in a trust that meets the criteria in GASB Statement No. 75, paragraph 4. (d) Actuarial Methods and Assumptions The actuarial valuation used the following actuarial assumptions: Actuarial cost method Entry Age Normal - Level Percent of Pay Salary scale 3.00% Discount rate 2.06% Inflation 2.50% Healthcare cost trend rates 6.25% for 2023, decreasing to an ultimate rate of 3.94% in 2092 Mortality rates were based on the sex-distinct RPH-2014 Mortality Tables for employees and healthy annuitants, adjusted to 2006 using scale MP-2014, and projected forward with scale MP-2021. 49 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (9) Other Postemployment Benefits, Continued (e) Changes in the total OPEB Liability Total OPEB liability at beginning of year $ 11,110,346 Changes for the year: Service cost 496,710 Interest 244,269 Changes of benefit terms (93,824) Differences between expected and actual experience (613,268) Changes of assumptions or other inputs (472,940) Benefit payments (169,776) Net change in total OPEB liability (608,829) Total OPEB liability at end of year $ 10,501,517 (f) Sensitivity of the Total OPEB Liability to Changes in the Discount Rate The following presents the total OPEB liability of the Town, as well as what the total OPEB liability would be if it were calculated using a discount rate that is l-percentage point lower (1.06%) or 1-percentage point higher (3.06%) than the current discount rate: 1% Current 1% Decrease Trend Rates Increase Total OPEB Liability $ (12,275,575) (10,501,517) (9,057,924) (g) Sensitivity of the Total OPEB Liability to Changes in the Healthcare Cost Trend Rates The following presents the total OPEB liability of the Town, as well as what the total OPEB liability would be if it were calculated using healthcare cost trend rates that are l- percentage point lower or l-percentage point higher than the current healthcare cost trend rate: 1% Current l% Decrease Trend Rates Increase Total OPEB Liability $ (8,823,065) (10,501,517) (12,646,975) (h) OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB For the year ended December 31, 2022, the Town recognized OPEB expense of $809,348. At December 31, 2022, the Town reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $ 148,475 (523,346) Changes of assumptions or other inputs 1,531,036 (742,207) Employer contributions subsequent to measurement date 185,396 - Tota1 $ 1,864,907 (1,265,553) 50 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (9) Other Postemployment Benefits, Continued (h) OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB, Continued Town contributions subsequent to the measurement date will be recognized as a reduction of the total OPEB liability in the year ending December 31, 2023. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized as follows: Year ending 2023 $ 162,194 2024 162,194 2025 109,121 2026 155,749 2027 (44,700) Thereafter (130,600) $ 413,958 (10) Interfund Activity Interfund receivables and payables at December 31, 2022 were as follows: Interfund Interfund Fund Receivables Payables General $ 220,000 - Sewer - 200,000 Debt service - 20,000 $ 220,000 220,000 Interfund revenue and expenditures/expenses for the year ended December 31, 2022, were as follows: Interfund Interfund Expenditures/ Fund Revenue Expenses General $ 534,646 116,357 Highway - 554,175 Sewer - 192,167 Water - 205,039 Capital projects - 118,234 Debt service 651,326 - $ 1,185,972 1,185,972 51 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (11) Commitments and Contingencies (a) Risk Financing and Related Insurance The Town is exposed to the risk of various types of loss which includes torts; theft of, damage to, and destruction of assets; and injuries to employees. These risks are covered by commercial insurance purchased from independent third parties. All claims are routinely turned over to the insurance carriers. (b) Litigation The Town is exposed to various risks of loss arising principally in the normal course of operations. These claims are being handled by the Town’s attorneys and insurance companies. In the opinion of the attorneys, the outcome of these claims are either indeterminable, or will not have a material adverse effect on the accompanying financial statements and accordingly, no provision for losses has been recorded. The Town also has open tax certiorari proceedings with a potential liability. The outcome of these proceedings is undeterminable and no provision for loss has been recorded. (c) Grant Programs The Town participates in a number of grant programs. These programs are subject to financial and compliance audits by the grantors or their representative. The Town believes, based upon its review of current activity and prior experience, the amount of disallowances resulting from these audits, if any, will not be significant to the Town’s financial position or results of operations. (d) Tax Abatements As of December 31, 2022, the Town abatement programs include abatements on real property taxes. Abatement agreements are made by both the Town and the Tompkins County Industrial Development Agency (IDA), a component unit of Tompkins County. All property tax abatements are performed through Payment in Lieu of Tax (PILOT) agreements made by the Town and the IDA. The PILOT agreements are made to support housing and industrial industries. Total taxes abated by the Town and the IDA in each of these categories for the year ended December 31, 2022 is as follows: Town IDA Total Housing $ 7,996 79,120 87,116 Industrial - 5,494 5,494 $ 7,996 84,614 92,610 (e) Remedies for Default Upon default of the payment of principal or interest on the serial bonds or bond anticipation notes of the Town, the bondholders have the right to litigate. 52 TOWN OF ITHACA, NEW YORK Notes to Financial Statements, Continued (12) Cumulative Effect of Accounting Principle and Restatement of Prior Period For the year ended December 31, 2022, the Town implemented GASB Statement No. 87 - “Leases.” The implementation of this Statement resulted in reporting certain activities related to the long-term impact of the Town’s leases. The Town has restated December 31, 2021 to account for its investment in the Commission. The Town’s general fund balance and net position in the governmental activities at December 31, 2021 has been restated as follows: General Fund: Fund balance at beginning of year, as previously stated $ 8,913,417 GASB Statement No. 87 implementation 23,972 Fund balance at beginning of year, as restated $ 8,937,389 Governmental Activities: Net position at beginning of year, as previously stated $ 18,789,195 GASB Statement No. 87 implementation 23,972 Equity in joint venture 4,424,046 Net position at beginning of year, as restated $ 23,237,213 Variance Original Final Favorable Budget Budget Actual (Unfavorable) Revenue: Real property taxes 3,500,000$ 3,500,000 3,501,544 1,544 Real property tax items 69,792 69,792 73,395 3,603 Non-property taxes 1,677,375 1,677,375 1,700,101 22,726 Departmental income 212,027 212,027 450,754 238,727 Intergovernmental charges 98,845 98,845 102,268 3,423 Use of money and property 178,296 178,296 289,364 111,068 Licenses and permits 10,000 10,000 8,926 (1,074) Fines and forfeitures 225,000 225,000 168,250 (56,750) Sale of property and compensation for loss 105,000 105,000 35,294 (69,706) Miscellaneous 87,500 146,500 4,596 (141,904) Interfund revenues 387,605 387,605 - (387,605) State aid 369,000 310,000 500,301 190,301 Total revenue 6,920,440 6,920,440 6,834,793 (85,647) Expenditures: General government support 2,249,810 2,285,904 2,116,303 169,601 Public safety 85,884 85,884 76,814 9,070 Health - - 29,018 (29,018) Transportation 772,050 932,665 697,647 235,018 Culture and recreation 1,320,440 1,615,295 1,403,536 211,759 Home and community services 1,552,943 1,545,837 1,142,411 403,426 Employee benefits 1,434,700 1,434,700 1,354,320 80,380 Total expenditures 7,415,827 7,900,285 6,820,049 1,080,236 Excess (deficiency) of revenue over expenditures (495,387) (979,845) 14,744 994,589 Other financing sources (uses): Interfund transfers in - 30,000 534,646 504,646 Interfund transfers out (119,220) (119,220) (116,357) 2,863 Total other financing sources (uses)(119,220) (89,220) 418,289 507,509 Change in fund balance (614,607)$ (1,069,065) 433,033 1,502,098 Fund balance at beginning of year, as restated 8,937,389 Fund balance at end of year 9,370,422$ 53 TOWN OF ITHACA, NEW YORK Required Supplementary Information Schedule of Revenue, Expenditures and Changes in Fund Balance - Budget and Actual - General Fund Year ended December 31, 2022 Variance Original Final Favorable Budget Budget Actual (Unfavorable) Revenue: Real property taxes 1,517,500$ 1,517,500 1,517,500 - Real property tax items 16,917 16,917 13,395 (3,522) Non-property taxes 1,632,000 2,092,000 2,842,235 750,235 Intergovernmental charges 21,889 21,889 21,889 - Use of money and property 27,114 27,114 55,869 28,755 Sale of property and compensation for loss 218,541 249,541 97,432 (152,109) Miscellaneous - - 6,827 6,827 State aid 179,009 179,009 200,443 21,434 Total revenue 3,612,970 4,103,970 4,755,590 651,620 Expenditures: General government support 75,260 75,260 69,817 5,443 Transportation 2,951,252 3,293,513 3,162,693 130,820 Employee benefits 489,420 463,884 434,000 29,884 Total expenditures 3,515,932 3,832,657 3,666,510 166,147 Excess of revenue over expenditures 97,038 271,313 1,089,080 817,767 Other financing uses - interfund transfers out (97,038) (557,038) (554,175) 2,863 Change in fund balance -$ (285,725) 534,905 820,630 Fund balance at beginning of year 4,519,016 Fund balance at end of year 5,053,921$ 54 TOWN OF ITHACA, NEW YORK Required Supplementary Information Schedule of Revenue, Expenditures and Changes in Fund Balance - Budget and Actual - Highway Fund Year ended December 31, 2022 Variance Original Final Favorable Budget Budget Actual (Unfavorable) Revenue: Real property taxes 3,530,806$ 3,530,806 3,530,806 - Use of money and property 7,500 7,500 26,849 19,349 State aid 30,000 30,000 25,229 (4,771) Total revenue 3,568,306 3,568,306 3,582,884 14,578 Expenditures: General government support 3,000 3,000 4,800 (1,800) Public safety 3,565,306 3,565,306 3,542,790 22,516 Total expenditures 3,568,306 3,568,306 3,547,590 20,716 Change in fund balance -$ - 35,294 35,294 Fund balance at beginning of year 1,684,714 Fund balance at end of year 1,720,008$ 55 TOWN OF ITHACA, NEW YORK Required Supplementary Information Schedule of Revenue, Expenditures and Changes in Fund Balance - Budget and Actual - Fire Protection Year ended December 31, 2022 Total OPEB liability 2022 2021 2020 2019 2018 Service cost 496,710$ 429,615 218,429 262,410 230,892 Interest 244,269 271,012 317,115 278,914 273,690 Changes of benefit terms (93,824) 8,124 - - - Differences between expected and actual experience (613,268) - 266,624 - - Changes of assumptions or other inputs (472,940) 1,007,296 1,262,742 (777,965) 403,479 Benefit payments (169,776) (134,283) (108,472) (73,511) (70,717) Net change in total OPEB liability (608,829) 1,581,764 1,956,438 (310,152) 837,344 Total OPEB liability - beginning 11,110,346 9,528,582 7,572,144 7,882,296 7,044,952 Total OPEB liability - ending 10,501,517$ 11,110,346 9,528,582 7,572,144 7,882,296 Covered payroll 3,759,504$ 3,759,504 4,070,139 4,009,564 3,358,129 Total OPEB liability as a percentage of covered payroll 279.33%295.53%234.11%188.85%234.72% Notes to schedule: 2022 2021 2020 2019 2018 2.06%2.12%2.74%4.10%3.44% Changes of assumptions -Changes of assumptions and other inputs reflect the effects of changes in the discount rate each period. The following are the discount rates used in each period: This schedule is presented to illustrate the requirement to show information for 10 years.However,until a full 10-year trend is compiled,the Town is presenting information for those years for which information is available.There are no assets accumulated in a trust that meets the criteria in GASB Statement No.75, paragraph 4. 56 TOWN OF ITHACA, NEW YORK Required Supplementary Information Schedule of Changes in the Town's Total OPEB Liability and Related Ratios December 31, 2022 2022 2021 2020 2019 2018 2017 2016 2015 The Town's proportion of the net pension asset/liability 0.0138355%0.0136443%0.0130000%0.0130000%0.0120000%0.0110000%0.0110000%0.0150000% The Town's proportionate share of the net pension asset (liability)1,309,990$ (13,586) (3,535,559) (906,711) (390,624) (1,036,325) (1,834,200) (387,122) The Town's covered payroll 4,166,212$ 3,992,904 4,101,843 4,027,319 3,773,421 3,444,677 3,256,757 3,310,664 The Town's proportionate share of the net pension asset/liability as a percentage of covered payroll 31.44%0.34%86.19%22.51%10.35%30.08%56.32%11.69% Plan fiduciary net position as a percentage of the total pension asset/liability 103.65%99.95%86.4%96.3%98.2%94.7%90.7%97.9% 57 TOWN OF ITHACA, NEW YORK Required Supplementary Information Schedule of Town's Proportionate Share of the Net Pension Asset/Liability Year ended December 31, 2022 This schedule is presented to illustrate the requirement to show information for 10 years.However,until a full 10-year trend is compiled,the Town is presenting information for those years for which information is available. 2022 2021 2020 2019 2018 2017 2016 2015 Contractually required contribution 474,186$ 569,632 523,280 511,062 489,081 459,827 513,481 548,770 Contribution in relation to the contractually required contribution 474,186 569,632 523,280 511,062 489,081 459,827 513,481 548,770 Contribution deficiency (excess)-$ - - - - - - - Town's covered payroll 4,166,212$ 3,992,904 4,180,851 4,070,139 4,000,148 3,670,571 3,397,458 3,381,971 Contribution as a percentage of covered payroll 11.38%14.27%12.52%12.56%12.23%12.53%15.11%16.23% TOWN OF ITHACA, NEW YORK Schedule of Town's Pension Contributions 58 Required Supplementary Information This schedule is presented to illustrate the requirement to show information for 10 years.However,until a full 10-year trend is compiled,the Town is presenting information for those years for which information is available. Year ended December 31, 2022 Special Total Revenue Debt Capital Nonmajor Lighting Service Projects Governmental Fund Fund Fund Funds Assets Cash and equivalents: Unrestricted 36,368$ - - 36,368 Restricted - 359,876 - 359,876 Accounts receivable - 3,352 - 3,352 Total assets 36,368$ 363,228 - 399,596 Liabilities and Fund Balances Liabilities: Accounts payable 1,534 - - 1,534 Due to other funds - 20,000 - 20,000 Unearned revenue 511 - - 511 Total liabilities 2,045 20,000 - 22,045 Fund balances: Restricted - 343,408 - 343,408 Assigned 34,323 - - 34,323 Total fund balances 34,323 343,408 - 377,731 Total liabilities and fund balances 36,368$ 363,408 - 399,776 TOWN OF ITHACA, NEW YORK Combining Balance Sheet - Nonmajor Governmental Funds December 31, 2022 59 Other Supplementary Information Special Total Revenue Debt Capital Nonmajor Lighting Service Projects Governmental Fund Fund Fund Funds Revenue: Real property taxes 27,300$ - - 27,300 Use of money and property 320 5,350 50 5,720 Federal aid - - 67,740 67,740 Total revenue 27,620 5,350 67,790 100,760 Expenditures: General government support - 900 - 900 Transportation 11,072 - - 11,072 Culture and recreation - - 22,087 22,087 Debt service: Principal - 646,150 - 646,150 Interest - 64,331 - 64,331 Total expenditures 11,072 711,381 22,087 744,540 Excess (deficiency) of revenue over expenditures 16,548 (706,031) 45,703 (643,780) Other financing sources (uses): Transfers in - 651,326 - 651,326 Transfers out - - (118,234) (118,234) Total other financing sources (uses)- 651,326 (118,234) 533,092 Change in fund balances 16,548 (54,705) (72,531) (110,688) Fund balances at beginning of year 17,775 398,113 72,531 488,419 Fund balances at end of year 34,323$ 343,408 - 377,731 60 TOWN OF ITHACA, NEW YORK Combining Statement of Revenue, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds Year ended December 31, 2022 Other Supplementary Information 61 INDEPENDENT AUDITORS’ REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS Town Board and the Supervisor Town of Ithaca, New York: We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information of the Town of Ithaca, New York (the Town), as of and for the year ended December 31, 2022, and the related notes to the financial statements, which collectively comprise the Town’s basic financial statements and have issued our report thereon dated June 26, 2023. Report on Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the Town’s internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the Town’s internal control. Accordingly, we do not express an opinion on the effectiveness of the Town’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements, on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the Town’s financial statements will not be prevented, or detected and corrected, on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or, significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses or significant deficiencies may exist that were not identified. 62 Report on Compliance and Other Matters As part of obtaining reasonable assurance about whether the Town’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the financial statements. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of This Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the Town’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the Town’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. Williamsville, New York June 26, 2023